KOA Wealth Management, LLC
Firm details
- Headquarters
- ,
- CRD number
- 297004
- Registered since
- May 19, 2020
- Website
- koawealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI79.66%
- Individuals19.44%
- Corporations / Businesses0.9%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
KOA Wealth Management, LLC is an independent registered investment adviser that began SEC registration in 2020. The firm serves primarily individual and family clients, providing financial planning and portfolio management across both personal and small-business relationships, as well as advisory services for businesses or institutions and pension consulting. Its fee mix includes asset-based fees, hourly charges, and fixed-fee engagements. KOA positions itself as a multi-service RIA focused on discretionary portfolio management (the majority of its AUM is discretionary) alongside planning and consulting work.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities49%
- Public Funds/Mutual Funds28%
- Private Funds15%
- State & Local Bonds3%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1
Michael Souza
Founder, CEO & CIOCRD 4602740
Contacts
1 of 1
Arley Gonzalez
Lead Financial PlannerCRD 6952863
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 21Active vs passive
$43.1M in ETFs
98%
$42.4M
0%
$733K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV) | BlackRock | Passive | Ultrashort Bond | $10.3M | 102,721 | 24.00% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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