Richmond Brothers, Inc.
Firm details
- Headquarters
- Jackson, Michigan
- CRD number
- 158916
- Registered since
- September 28, 2011
- Website
- richmondbrothers.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals48.59%
- HNWI47.93%
- Charitable Organizations3.48%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Richmond Brothers, Inc. is an independent, SEC-registered registered investment adviser operating as a corporation and owned by an individual. The firm has been SEC-registered since 2011 and serves both individual/family and institutional clients. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and selection of outside managers. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Richmond Brothers is not flagged as an active ESG investor. Industry affiliations indicate the firm acts in sponsor/GP or managing-member roles for pooled investment vehicles, suggesting experience structuring or overseeing pooled funds in addition to serving as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities68%
- US Government Bonds10%
- Investment Grade Corp Bonds10%
- Cash & Cash Equivalents7%
- Private Funds4%
Owners & executives
2 of 2Gary Pirner
Chief Compliance OfficerCRD 6337875
Matthew Curfman
CEO and Co-ownerCRD 3268909
Contacts
3 of 4
Daniel Vredeveld
Senior Financial AdvisorCRD 5993689
David Richmond
ChairmanCRD 2256619
Kevin Kowalski
Investment Advisor RepresentativeCRD 4593388
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 46Active vs passive
$118M in ETFs
84%
$99.3M
10%
$18.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $28.4M | 38,528 | 24.12% |
Location
Jackson, MI
Jackson
Location
Jackson, MI
Headquartered in Jackson, MI, in the Midwest of the United States.
- Region
- Midwest
- County
- Jackson
- Address
- 3568 Wildwood Ave
- Time zone
- ET (UTC-5)
- Office locations
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