RICHARD W. PAUL & ASSOCIATES, LLC
Firm details
- Headquarters
- NOVI, Michigan
- CRD number
- 156812
- Registered since
- July 23, 2019
- Website
- www.rwpaul.com
- Custodians
- CUSTODY AND BROKERAGE SERVICES TO REGISTERED INVESTMENT ADVISORS
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI83.76%
- Individuals16.14%
- Charitable Organizations0.1%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Richard W. Paul & Associates, LLC is an SEC-registered, individually owned insurance broker-dealer that provides advisory services alongside broker-dealer and insurance activities. Registered in 2019, the firm serves both individual and family clients and institutional accounts. Its advisory offering includes financial planning, portfolio management for individuals and small businesses, and the selection of external advisers. The firm operates as a capital allocator and uses multiple billing methods, including a percentage-of-AUM fee, hourly charges, fixed fees, and other arrangements. Richard W. Paul & Associates does not identify as an active ESG investor and is not set up as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds67%
- Exchange Traded Equities32%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1MATTHEW PAUL
Chief Operating OfficerCRD 6396006
Contacts
3 of 5STEVEN PAUL
Senior PartnerCRD 5598825
RICHARD PAUL
PresidentCRD 1068741
Bepin Serraj
Financial AnalystCRD 6973794
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 179Active vs passive
$227M in ETFs
76%
$173M
19%
$54M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P US VALUE ETF (IUSV) | BlackRock | Passive | Large Value | $18.6M | 182,128 | 8.20% |
Location
NOVI, MI
OAKLAND
Location
NOVI, MI
Headquartered in NOVI, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.
- Metro area
- Detroit-Warren-Ann Arbor, MI
- Region
- Midwest
- County
- OAKLAND
- Address
- 39555 Orchard Hill Pl
- Time zone
- ET (UTC-5)
- Office locations
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