PATHWORKS FINANCIAL, INC.

RIASEC RegisteredEst. 2021

Total AUM

$279M

Discretionary

$188M

67% of AUM

Avg account

$270K

Accounts

1,034

Employees

Advisory reps

Firm details

Headquarters: NOVI, Michigan
CRD number: 138393
Registered since: March 10, 2021
Website: pathworksfinancial.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI66.92%
Individuals30.89%
Corporations / Businesses1.43%
Pension & Profit Sharing Plans0.76%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Pathworks Financial, Inc. is an independent registered investment adviser that provides financial planning and portfolio management principally for individuals and families. The firm is structured as a corporation, is owned by an individual, and became SEC-registered in 2021. Its advisory practice charges either a percentage of assets under management or fixed fees. In addition to investment advisory services, Pathworks acts as an insurance broker and maintains an industry affiliation as a real estate broker. The firm does not identify as an active ESG investor, is not set up as a multi-state adviser, and is not a capital allocator or pension consultant. Its operating model targets retail private clients and small-business owners rather than institutional mandates.