RETIREMENT WEALTH SOLUTIONS LLC

RIASEC RegisteredEst. 2024
Total AUM
$227M
Discretionary
$227M
100% of AUM
Avg account
$385K
Accounts
589
Employees
4
Advisory reps
3

Firm details

Headquarters
MARSHFIELD, Wisconsin
CRD number
317253
Registered since
February 20, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI85.04%
  • Individuals14.68%
  • Corporations / Businesses0.26%
  • Charitable Organizations0.01%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Retirement Wealth Solutions LLC is an independent, individually owned registered investment adviser organized as an LLC and registered with the SEC in 2024. The firm focuses on individual and family clients and combines financial planning and portfolio management for individuals and small businesses with activities as an insurance broker. Its billing options include a percentage-of-AUM fee model as well as hourly and fixed-fee arrangements. The firm does not identify as an active ESG investor, does not act as a capital allocator, and is not reported as a multistate or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 93%, Other 3%, Exchange Traded Equities 2%, Cash & Cash Equivalents 2%93%
  • Public Funds/Mutual Funds93%
  • Other3%
  • Exchange Traded Equities2%
  • Cash & Cash Equivalents2%

Contacts

3 of 3
  • ALLI SCHOENGARTH

    Investment Advisor RepresentativeCRD 8045714

  • PATRICK GALL

    PresidentCRD 5118752

  • WILLIAM HEITING

    AgentCRD 1156475

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 101

Active vs passive

$158M in ETFs

Passive

86%

$136M

Active

10%

$22.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$24.7M41,36415.63%

Location

Primary office

MARSHFIELD, WI

WOOD

Location

MARSHFIELD, WI

Headquartered in MARSHFIELD, WI, anchoring the Wausau-Stevens Point-Wisconsin Rapids, WI metro in the Midwest.

Metro area
Wausau-Stevens Point-Wisconsin Rapids, WI
Region
Midwest
County
WOOD
Address
110 E 2nd St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth