FINANCIAL SERVICE GROUP INC

RIASEC RegisteredEst. 1992
Total AUM
$215M
Discretionary
$215M
100% of AUM
Avg account
$333K
Accounts
645
Employees
8
Advisory reps
4

Firm details

Headquarters
CALEDONIA, Wisconsin
CRD number
107893
Registered since
August 3, 1992
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Hourly Charges, Fixed Fees, Other
Client types
  • HNWI68.42%
  • Individuals31.58%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Financial Service Group Inc. is an independently owned registered investment adviser that has been SEC-registered since 1992. The firm serves individuals and families, plus small-business owners, focusing on financial planning and portfolio management rather than institutional pension consulting or multi-state advisory networks. Its billing model includes hourly and fixed fees alongside other fee arrangements. The firm is not positioned as a capital allocator and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 76%, Exchange Traded Equities 16%, Cash & Cash Equivalents 6%, Private Funds 2%, US Government Bonds 1%76%
  • Public Funds/Mutual Funds76%
  • Exchange Traded Equities16%
  • Cash & Cash Equivalents6%
  • Private Funds2%
  • US Government Bonds1%

Owners & executives

1 of 1
  • TERRI D'ALIE

    Chief Operating OfficerCRD 1943710

Contacts

3 of 3
  • Thomas Kiernan

    Financial PlannerCRD 6745121

  • MICHAEL HAUBRICH

    FounderCRD 1092140

  • VINCENT TORTORICI

    Financial PlannerCRD 6371966

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CALEDONIA, WI

RACINE

Location

CALEDONIA, WI

Headquartered in CALEDONIA, WI, anchoring the Milwaukee-Racine-Waukesha, WI metro in the Midwest.

Metro area
Milwaukee-Racine-Waukesha, WI
Region
Midwest
County
RACINE
Address
4812 Northwestern Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth