RESOURCE CAPITAL FUNDS

RIASEC RegisteredEst. 2012
Total AUM
$1.8B
Discretionary
$1.8B
100% of AUM
Avg account
$110M
Accounts
16
Employees
49
Advisory reps
3

Firm details

Headquarters
DENVER, Colorado
CRD number
161007
Registered since
March 12, 2012
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles95.73%
  • Sovereign Wealth Funds1.91%
  • State / Municipal Government1.32%
  • Other Investment Advisers1.05%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Resource Capital Funds is a private- equity–focused firm that operates as a sponsor and general partner of pooled investment vehicles. Registered with the SEC in 2012, the firm’s advisory activity centers on managing private funds rather than serving retail households. Its client base is institutional, and its fee arrangements include a percentage-of-AUM component alongside performance-based fees and other fee structures typical for fund sponsors. Resource Capital Funds identifies as an active ESG investor and lists portfolio management for pooled investment vehicles as its primary advisory activity. The firm functions as both an adviser and a sponsor/GP—setting up and managing pooled vehicles while also acting as a managing member for those vehicles. Although it is not characterized primarily as a capital allocator, the firm’s activities span managing proprietary private funds and participating in external alternative allocations.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 74%, Other 26%74%
  • Non-Exchange Traded Equities74%
  • Other26%

Contacts

3 of 3
  • MICHELE VALENTI

    PartnerCRD 2934857

  • MASON HILLS

    Partner, General CounselCRD 7089952

  • JAMES MCCLEMENTS

    Co-Founder and Managing PartnerCRD 6021790

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DENVER, CO

DENVER

Location

DENVER, CO

Headquartered in DENVER, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
DENVER
Address
1400 Wewatta St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth