BUCK WEALTH STRATEGIES, LLC

RIASEC RegisteredEst. 2022
Total AUM
$1.6B
Discretionary
$1.6B
100% of AUM
Avg account
$316K
Accounts
5,193
Employees
102
Advisory reps
46

Firm details

Headquarters
DENVER, Colorado
CRD number
322138
Registered since
July 12, 2022
Website
eabuck.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Pension & Profit Sharing Plans45.54%
  • Individuals37.27%
  • HNWI16.63%
  • Corporations / Businesses0.56%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Buck Wealth Strategies, LLC is an independent registered investment adviser set up as an LLC in 2022. The firm serves individual and family clients as well as institutional and business clients, offering financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting and educational seminars. Its fee model combines percentage-of-AUM fees with fixed fees. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 52%, Exchange Traded Equities 41%, Cash & Cash Equivalents 5%, Private Funds 1%, Other 1%52%
  • Public Funds/Mutual Funds52%
  • Exchange Traded Equities41%
  • Cash & Cash Equivalents5%
  • Private Funds1%
  • Other1%

Owners & executives

3 of 3
  • Michael Cottet

    Chief Strategy OfficerCRD 7186105

  • Katie Buck

    Chief Executive OfficerCRD 4884942

  • Jeffrey Buck

    Chief Investment OfficerCRD 4884887

Contacts

3 of 43
  • JAKE YONG

    Private Wealth ManagerCRD 5775836

  • Brandon Thurgood

    Regional Vice PresidentCRD 6933866

  • Lynn Thurgood

    Founder, Private Wealth ManagerCRD 2721398

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 103

Active vs passive

$473M in ETFs

Passive

69%

$327M

Active

30%

$146M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$81M124,03817.14%

Location

Primary office

DENVER, CO

DENVER

Location

DENVER, CO

Headquartered in DENVER, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
DENVER
Address
4600 S Syracuse St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth