Mainline West Fund Manager LLC

RIASEC Registered
Total AUM
$1.8B
Discretionary
$1.8B
100% of AUM
Avg account
$15.3M
Accounts
116
Employees
5
Advisory reps
4

Firm details

Headquarters
Denver, Colorado
CRD number
147532
Registered since
August 20, 2008
Custodians
WILMINGTON TRUST INVESTMENT MANAGEMENT, LLC, HILLTOP SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles76.19%
  • HNWI23.81%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Mainline West Fund Manager LLC is an institutional registered investment adviser organized as an LLC. The firm is registered with the SEC (initial registration year: 2008). Ownership is a mix of a domestic entity and an individual. Its client mix includes high-net-worth individuals and families as well as institutional investors. Services emphasize portfolio management for individuals/small businesses and for pooled investment vehicles. Compensation comes from a percentage-of-AUM schedule and performance-based fees. The firm does not identify as an active ESG investor, is not described as a multi-state or newly formed adviser, and does not act as a pension consultant or related adviser. It has an industry affiliation with a broker-dealer.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: State & Local Bonds 100%100%
  • State & Local Bonds100%

Owners & executives

1 of 1
  • Anthony Caselli

    Anthony Caselli

    Chief Financial OfficerCRD 6518684

Contacts

3 of 3
  • Bradley Kreidle

    Bradley Kreidle

    Founder and PresidentCRD 1755310

  • Michael Maciolek

    Michael Maciolek

    Portfolio ManagerCRD 1931206

  • Paul Dannenhauer

    Paul Dannenhauer

    Head TraderCRD 2126188

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
2237 W 30th Ave
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth