Mainline West Fund Manager LLC

RIASEC RegisteredEst. 2008

Total AUM

$1.8B

Discretionary

$1.8B

100% of AUM

Avg account

$15.3M

Accounts

116

Employees

Advisory reps

Firm details

Headquarters: Denver, Colorado
CRD number: 147532
Registered since: August 20, 2008
Website: www.mainlinewest.net
Custodians: WILMINGTON TRUST INVESTMENT MANAGEMENT, LLC, HILLTOP SECURITIES INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles76.19%
HNWI23.81%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Mainline West Fund Manager LLC is an SEC-registered investment adviser organized as an LLC and in operation since 2008. The firm serves both individual/family clients and institutional investors, and provides discretionary portfolio management for individuals and small businesses as well as for pooled investment vehicles. Its fee model combines a percentage-of-AUM charge with performance-based fees, consistent with running both separately managed accounts and incentive-fee funds or vehicles. Mainline West reports an affiliation with a broker-dealer and does not identify as an active ESG investor or as a multi-state adviser.