Research Affiliates

RIASEC Registered

Total AUM

$32.2B

Discretionary

$30.1B

93% of AUM

Avg account

$1B

Accounts

32

Employees

31

Advisory reps

3

Firm details

Headquarters: Newport Beach, California
CRD number: 120440
Registered since: May 10, 2002
Website: www.researchaffiliates.com
Custodians: STATE STREET BANK AND TRUST COMPANY
Fee structure: Percentage of AUM
Client types: Investment Companies68.5%
Pooled Investment Vehicles14.59%
State / Municipal Government14.52%
Pension & Profit Sharing Plans2.38%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Research Affiliates LLC is a limited liability company registered with the SEC since 2002 that operates as an institutional registered investment adviser. The firm serves primarily institutional clients and charges fees based on a percentage of assets under management. Its advisory work covers portfolio management for investment companies, pooled investment vehicles, and for businesses or other institutions. The firm identifies itself as an active ESG investor and is not organized as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities99%
Cash & Cash Equivalents1%

Owners & executives

2 of 2

Reena Lalji
Chief Operating OfficerCRD 6129854
Katrina Sherrerd
Partner, CEOCRD 5309454

Contacts

1 of 1

Robert Arnott
President, Chairman Of The BoardCRD 1532951

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Newport Beach, CA

Orange

Location

Newport Beach, CA

Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area: Los Angeles-Long Beach, CA
Region: West
County: Orange
Address: 660 Newport Center Dr
Time zone: PT (UTC-8)
Office locations

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