RESEARCH AFFILIATES

RIASEC RegisteredEst. 2002

Total AUM

$27.8B

Discretionary

$26.2B

94% of AUM

Avg account

$844M

Accounts

33

Employees

66

Advisory reps

3

Firm details

Headquarters: NEWPORT BEACH, California
CRD number: 120440
Registered since: May 10, 2002
Website: www.researchaffiliates.com
Custodians: STATE STREET BANK AND TRUST COMPANY
Fee structure: Percentage of AUM
Client types: Investment Companies70.5%
State / Municipal Government15.16%
Pooled Investment Vehicles12.28%
Pension & Profit Sharing Plans1.95%
Other Investment Advisers0.1%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Research Affiliates is an SEC-registered investment adviser organized as an LLC and operating since 2002. The firm serves primarily institutional clients and charges fees based on assets under management. Its advisory work includes portfolio management for registered investment companies, pooled investment vehicles, and institutional or business investors. The firm identifies as an active ESG investor and is structured as a domestic entity with individual ownership.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities99%
Cash & Cash Equivalents1%

Owners & executives

2 of 2

KATRINA SHERRERD
Partner, CEOCRD 5309454
REENA LALJI
Chief Operating OfficerCRD 6129854

Contacts

1 of 1

ROBERT ARNOTT
President, Chairman Of The BoardCRD 1532951

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

NEWPORT BEACH, CA

ORANGE

Location

NEWPORT BEACH, CA

Headquartered in NEWPORT BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area: Los Angeles-Long Beach, CA
Region: West
County: ORANGE
Address: 660 Newport Center Dr
Time zone: PT (UTC-8)
Office locations

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