Aristotle Investment Services, LLC

RIASEC RegisteredEst. 2023
Total AUM
$16.5B
Discretionary
$16.5B
100% of AUM
Avg account
$786M
Accounts
21
Employees
27
Advisory reps
7

Firm details

Headquarters
Newport Beach, California
CRD number
324207
Registered since
January 27, 2023
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment CompaniesSelection of Other Advisers

Firm profile

FINTRX

Overview

Aristotle Investment Services, LLC is an institutional registered investment adviser organized as an LLC and SEC-registered in 2023. The firm positions itself as a capital allocator for institutional clients, providing portfolio management for investment companies and the selection of other advisers. Its revenue model is a percentage-of-AUM fee arrangement. The firm does not identify as an active ESG investor and is not registered as a multistate adviser. Aristotle also acts in sponsor and general partner roles for pooled investment vehicles, and it lists related activity as an investment adviser and sponsor/manager of pooled vehicles. That combination — managing investment companies while selecting sub‑advisers and sponsoring pooled vehicles — points to a manager that runs registered investment vehicles and coordinates external managers or subadvisers as part of its solutions for institutional clients.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Joshua Schwab

    Joshua Schwab

    Chief Financial OfficerCRD 7051012

  • Dominic Nolan

    Dominic Nolan

    Chief Executive OfficerCRD 4026940

Contacts

3 of 5
  • Joseph Lallande

    Joseph Lallande

    OwnerCRD 3136071

  • Kim St Hilaire

    Kim St Hilaire

    Managing DirectorCRD 4916865

  • Ricardo Costa

    Ricardo Costa

    Managing DirectorCRD 5150821

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Newport Beach, CA

Orange

Location

Newport Beach, CA

Headquartered in Newport Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
840 Newport Center Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth