Regions Investment Management, Inc.
Firm details
- Headquarters
- Birmingham, Alabama
- CRD number
- 111715
- Registered since
- August 15, 1986
- Website
- www.regions.com
- Fee structure
- Percentage of AUM
- Client types
- Banking / Thrift Institutions100%
- Services
- Portfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Regions Investment Management, Inc. is a corporate SEC-registered investment adviser that has been active since 1986. The firm’s primary advisory activity is portfolio management for businesses and institutional clients, and it charges fees as a percentage of assets under management. It does not identify as an active ESG investor and is not flagged as a multi-state or newly formed adviser. Regulatory and industry relationships reported by the firm include connections with broker-dealers, other investment advisers, and banking or thrift institutions. The firm also lists roles that imply sponsorship or managing-member activity in pooled investment vehicles (sponsor/GP of pooled vehicles and sponsor of limited partnerships), which suggests capacity to structure or administer pooled products in addition to managed accounts.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other100%
Owners & executives
1 of 1
Samuel Mcknight
Executive Vice President & CIOCRD 2696823
Contacts
3 of 8
Francesca Smitherman
Director of Equity ResearchCRD 2904466

Brian Herron
Fixed Income Portfolio ManagerCRD 4604554

Gregory Firek
DirectorCRD 2584584
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 233Active vs passive
$6B in ETFs
98%
$5.9B
1%
$96M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $755M | 1,155,500 | 12.58% |
Location
Birmingham, AL
Jefferson
Location
Birmingham, AL
Headquartered in Birmingham, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.
- Metro area
- Birmingham-Hoover-Talladega, AL
- Region
- South
- County
- Jefferson
- Address
- 1900 5th Ave N
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Highland Associates Inc
RIABirmingham, AL
Waverly Advisors, LLC
RIABirmingham, AL
Harbert Fund Advisors, LLC
RIABirmingham, AL
Vulcan Value Partners LLC
RIABirmingham, AL
Eversource Wealth Advisors, LLC
RIABirmingham, AL
Stonex Advisors Inc.
RIABirmingham, AL