Regions Investment Management, Inc.
Firm details
- Headquarters
- Birmingham, Alabama
- CRD number
- 111715
- Registered since
- August 15, 1986
- Website
- www.regions.com
- Fee structure
- Percentage of AUM
- Client types
- Banking / Thrift Institutions100%
- Services
- Portfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Regions Investment Management, Inc. is a corporate investment adviser that has been SEC-registered since 1986. The firm offers portfolio management services geared toward businesses and institutional clients and charges fees as a percentage of assets under management. It is not classified as a capital allocator and does not identify as an active ESG investor. Industry affiliations reported for the firm include broker-dealer relationships, other registered investment advisers, ties to a banking or thrift institution, pension consulting activity, and roles as a sponsor or general partner of pooled investment vehicles and limited partnerships. Those affiliations indicate the firm operates within a broader financial-services network and can participate in sponsored pooled structures as well as advisor and broker channels.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other100%
Owners & executives
1 of 1
Samuel Mcknight
Executive Vice President & CIOCRD 2696823
Contacts
3 of 8
Francesca Smitherman
Director of Equity ResearchCRD 2904466

Brian Herron
Fixed Income Portfolio ManagerCRD 4604554

Gregory Firek
DirectorCRD 2584584
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 250Active vs passive
$6.8B in ETFs
98%
$6.7B
1%
$116M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $905M | 1,208,439 | 13.32% |
Location
Birmingham, AL
Jefferson
Location
Birmingham, AL
Headquartered in Birmingham, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.
- Metro area
- Birmingham-Hoover-Talladega, AL
- Region
- South
- County
- Jefferson
- Address
- 1900 5th Ave N
- Time zone
- CT (UTC-6)
- Office locations
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