Regions Investment Management, Inc.

RIASEC RegisteredEst. 1986
Total AUM
$20.1B
Discretionary
$13.5B
67% of AUM
Avg account
$10.1B
Accounts
2
Employees
28
Advisory reps
9

Firm details

Headquarters
Birmingham, Alabama
CRD number
111715
Registered since
August 15, 1986
Fee structure
Percentage of AUM
Client types
  • Banking / Thrift Institutions100%
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Regions Investment Management, Inc. is an institutional registered investment adviser that provides portfolio management services to businesses and institutional clients. The firm operates on a fee model tied to assets under management and reports an advisory focus on institutional mandates rather than retail wealth management. Its regulatory filings flag affiliations with broker-dealers, banking institutions, pension consulting, and roles as sponsor or general partner of pooled investment vehicles, which suggests the firm participates in both advisory and sponsoring capacities across institutional products. The firm does not identify as an active ESG investor and is not listed as a multistate or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

1 of 1
  • Samuel Mcknight

    Samuel Mcknight

    Executive Vice President & CIOCRD 2696823

Contacts

3 of 8
  • Scott Flurry

    Director of Investment StrategyCRD 4411703

  • Kristie Jones

    Kristie Jones

    Senior Vice PresidentCRD 4154426

  • Brian Herron

    Brian Herron

    Fixed Income Portfolio ManagerCRD 4604554

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 250

Active vs passive

$6.8B in ETFs

Passive

98%

$6.7B

Active

1%

$116M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$905M1,208,43913.32%

Location

Primary office

Birmingham, AL

Jefferson

Location

Birmingham, AL

Headquartered in Birmingham, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.

Metro area
Birmingham-Hoover-Talladega, AL
Region
South
County
Jefferson
Address
1900 5th Ave N
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth