REGAL SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1977
Total AUM
Advisory reps
58
Avg account
$0

Firm details

Headquarters
GLENVIEW, Illinois
CRD number
7297
Registered since
June 24, 1977

Firm profile

FINTRX

Overview

Regal Securities, Inc. is organized as a corporation and has been SEC-registered since 1977. The firm is recorded as being owned by an individual and is classified in FINTRX as "Unclassified." The profile indicates the firm does not operate as a capital allocator, does not identify as an active ESG investor, and is not listed as a multi-state adviser or pension consultant. Core business and advisory activities are not described in the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • ROSS LANGILL

    Founder, Chairman & CEOCRD 302093

  • SHAWN HERRIN

    Chief Operating OfficerCRD 2311476

Contacts

3 of 56
  • MARK IVELJIC

    Trading SpecialistCRD 2672551

  • MICHAEL THOMAS

    Director Of Relationship ManagementCRD 2110140

  • DENNIS MANDEL

    Registered RepresentativeCRD 318425

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

GLENVIEW, IL

COOK

Location

GLENVIEW, IL

Headquartered in GLENVIEW, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
950 Milwaukee Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth