Chauner Securities, Inc.

Broker-DealerFINRA MemberEst. 1985
Total AUM
Advisory reps
25
Avg account
$0

Firm details

Headquarters
Northbrook, Illinois
CRD number
10075
Registered since
June 5, 1985

Firm profile

FINTRX

Overview

Chauner Securities, Inc. is organized as a corporation and is recorded as having been SEC-registered since 1985. Ownership is listed as a domestic entity and an individual. Public filings characterize the firm as "unclassified" and flag it as not functioning as a capital allocator. The snapshot also indicates the firm is not an active ESG investor, not a multi-state adviser, not newly formed, and not positioned as a pension consultant or related adviser. The available records do not detail the firm’s specific advisory services, fee structure, or client segments. There is an apparent inconsistency between the adviser status and office footprint: the firm is listed as not a multi-state adviser while location data shows multiple offices in different states.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Sarah Cyphers

    Sarah Cyphers

    Managing Director and Chief Compliance OfficerCRD 4691733

  • Adam Gallegos

    Adam Gallegos

    CEO/President/Investment AdvisorCRD 4444399

Contacts

3 of 23
  • Rachel Woolf

    Rachel Woolf

    Registered RepresentativeCRD 6120955

  • Brendan Mabey

    Brendan Mabey

    Registered RepresentativeCRD 7565439

  • Nicholas Baseel

    Nicholas Baseel

    Registered RepresentativeCRD 5404720

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Northbrook, IL

Cook

Location

Northbrook, IL

Headquartered in Northbrook, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
666 Dundee Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth