Gemini Capital L.L.C.

Broker-DealerFINRA MemberEst. 1998
Total AUM
—
Advisory reps
1
Avg account
$0

Firm details

Headquarters
Highland Park, Illinois
CRD number
45178
Registered since
November 9, 1998

Firm profile

FINTRX

Overview

Gemini Capital L.L.C. is organized as a limited liability company and is recorded as having been registered with the SEC in 1998. Ownership is held by an individual and the firm is listed under an "unclassified" advisor category in the dataset. The profile flags several negative attributes rather than service specializations: it is not identified as a capital allocator, does not report activity as an ESG investor, is not a multi-state adviser, is not newly formed, does not act as a pension consultant, and has no related adviser relationships noted. The dataset does not include granular descriptions of the firm’s client segments, fee schedules, or core advisory and business activities, so there is no public detail here about target clients, service models, or investment philosophy.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • Steven Tumen

    Managing MemberCRD 1235328

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Highland Park, IL

Lake

Location

Highland Park, IL

Headquartered in Highland Park, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Lake
Address
2057 A Green Bay Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth