Reaves Asset Management

RIASEC RegisteredEst. 1977

Total AUM

$5.9B

Discretionary

$5.9B

100% of AUM

Avg account

$21M

Accounts

283

Employees

21

Advisory reps

7

Firm details

Headquarters: Jersey City, New Jersey
CRD number: 3140
Registered since: October 1, 1977
Website: reavesam.com
Custodians: PERSHING LLC, RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM, Other
Client types: Investment Companies95.14%
Individuals3.83%
HNWI0.5%
Corporations / Businesses0.31%
Charitable Organizations0.22%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Reaves Asset Management is an institutional registered investment adviser that has been SEC-registered since 1977. The firm serves both individual and family clients as well as institutional investors, offering portfolio management across individuals/small businesses, investment companies, and institutional entities. Its fee model includes a percentage-of-AUM component along with other fee arrangements. Reaves is not designated as a capital allocator, does not market itself as an ESG-focused manager, and does not describe itself as a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities98%
Cash & Cash Equivalents2%

Owners & executives

3 of 5

Joseph Rhame
Chief Executive OfficerCRD 4676211
Stephen Gavlick
Chief Compliance OfficerCRD 2909207
Ronald Sorenson
CEO & Chief Investment OfficerCRD 2218479

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Contacts

2 of 2

Brian Weeks
Vice President, Research AnalystCRD 4679843
John Bartlett
President & Portfolio ManagerCRD 2248307

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Jersey City, NJ

Hudson

Location

Jersey City, NJ

Headquartered in Jersey City, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: Hudson
Address: 10 Exchange Pl
Time zone: ET (UTC-5)
Office locations

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