REAVES ASSET MANAGEMENT

RIASEC RegisteredEst. 1977
Total AUM
$5.9B
Discretionary
$5.9B
100% of AUM
Avg account
$21M
Accounts
283
Employees
21
Advisory reps
7

Firm details

Headquarters
JERSEY CITY, New Jersey
CRD number
3140
Registered since
October 1, 1977
Custodians
PERSHING LLC, RBC CAPITAL MARKETS, LLC
Fee structure
Percentage of AUM, Other
Client types
  • Investment Companies95.14%
  • Individuals3.83%
  • HNWI0.5%
  • Corporations / Businesses0.31%
  • Charitable Organizations0.22%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Reaves Asset Management is a corporation and SEC-registered investment adviser that has been operating since 1977. The firm provides discretionary portfolio management for individuals and small businesses, investment companies, and institutional clients. Its client base includes individual and family investors as well as institutions. Fee arrangements include a percentage of assets under management alongside other fee structures. Reaves does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Cash & Cash Equivalents 2%98%
  • Exchange Traded Equities98%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 5
  • JOSEPH RHAME

    Chief Executive OfficerCRD 4676211

  • STEPHEN GAVLICK

    Chief Compliance OfficerCRD 2909207

  • RONALD SORENSON

    CEO & Chief Investment OfficerCRD 2218479

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Contacts

2 of 2
  • BRIAN WEEKS

    Vice President, Research AnalystCRD 4679843

  • JOHN BARTLETT

    President & Portfolio ManagerCRD 2248307

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

JERSEY CITY, NJ

HUDSON

Location

JERSEY CITY, NJ

Headquartered in JERSEY CITY, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
HUDSON
Address
10 Exchange Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth