Abner Herrman & Brock, LLC
Firm details
- Headquarters
- Jersey City, New Jersey
- CRD number
- 8517
- Registered since
- July 9, 1982
- Website
- ahbi.com
- Custodians
- UBS FINANCIAL SERVICES INC., LPL FINANCIAL LLC, FIDELITY DISTRIBUTORS COMPANY LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI85.65%
- Corporations / Businesses8.91%
- Charitable Organizations4.38%
- Pension & Profit Sharing Plans1.03%
- Individuals0.03%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Abner Herrman & Brock, LLC is an independent registered investment adviser organized as an LLC that provides fee-based portfolio management to individuals, families, small businesses and institutional clients. The firm is registered with the SEC (registered in 1982) and charges clients a percentage of assets under management. Its advisory work spans discretionary portfolio management for both private clients and business or institutional accounts. The firm reports it is not an active ESG investor and is structured as a domestic entity with individual ownership.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities36%
- State & Local Bonds34%
- Investment Grade Corp Bonds25%
- US Government Bonds3%
- Cash & Cash Equivalents2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 20Active vs passive
$16.6M in ETFs
95%
$15.7M
0%
$881K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $8.8M | 11,516 | 52.86% |
Location
Jersey City, NJ
Hudson
Location
Jersey City, NJ
Headquartered in Jersey City, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Hudson
- Address
- 185 Hudson St
- Time zone
- ET (UTC-5)
- Office locations
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