DGS CAPITAL MANAGEMENT

RIASEC RegisteredEst. 2019
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$924K
Accounts
1,141
Employees
12
Advisory reps
1

Firm details

Headquarters
JERSEY CITY, New Jersey
CRD number
281938
Registered since
May 6, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI88.79%
  • Individuals10.74%
  • Pension & Profit Sharing Plans0.3%
  • Charitable Organizations0.18%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

DGS Capital Management is a privately owned LLC that has been registered with the SEC since 2019. The firm bills itself as an advisor to both individuals/families and institutional clients, operating on a percentage-of-AUM fee model and focusing on discretionary portfolio management for individuals, small businesses and other business or institutional entities. The owner structure is individual ownership, and the adviser does not position itself as a capital allocator or pension consultant. It is not flagged as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Public Funds/Mutual Funds 12%, Cash & Cash Equivalents 9%, US Government Bonds 2%, Investment Grade Corp Bonds 1%75%
  • Exchange Traded Equities75%
  • Public Funds/Mutual Funds12%
  • Cash & Cash Equivalents9%
  • US Government Bonds2%
  • Investment Grade Corp Bonds1%

Contacts

1 of 1
  • ASHISH SHARMA

    PrincipalCRD 6543184

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 81

Active vs passive

$133M in ETFs

Passive

87%

$116M

Active

11%

$17.7M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF (SUB)BlackRockPassiveMuni National Short$35.2M330,16526.37%

Location

Primary office

JERSEY CITY, NJ

HUDSON

Location

JERSEY CITY, NJ

Headquartered in JERSEY CITY, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
HUDSON
Address
101 Hudson St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth