Race Rock Capital LLC
Firm details
- Headquarters
- Winchester, Massachusetts
- CRD number
- 153363
- Registered since
- December 3, 2010
- Website
- www.racerockcap.us
Firm profile
FINTRXOverview
Race Rock Capital LLC is organized as a limited liability company and is registered with the SEC since 2010. The firm is owned by an individual and is categorized in the dataset as "unclassified" rather than under a traditional RIA subgroup. The snapshot flags several negative attributes: it is not designated as a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant, and not related to another adviser. The dataset provides minimal detail about the firm’s advisory activities, client types, fee model, or investment approach. Those operational and strategy elements are not disclosed in the available record.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Charles Bartels
Principal And Chief Compliance OfficerCRD 1817969
Contacts
3 of 3
Catherine Sheridan
Registered Broker/DealerCRD 1203915

Kimberly Neely
FinOpCRD 2045019

Charles Bartels
PrincipalCRD 3207740
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Winchester, MA
Middlesex
Location
Winchester, MA
Headquartered in Winchester, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Middlesex
- Address
- 7 Wainwright Rd
- Time zone
- ET (UTC-5)
- Office locations
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