Race Rock Capital LLC
Firm details
- Headquarters
- Winchester, Massachusetts
- CRD number
- 153363
- Registered since
- December 3, 2010
- Website
- www.racerockcap.us
Firm profile
FINTRXOverview
Race Rock Capital LLC is organized as a limited liability company and is listed as SEC-registered since 2010. The ownership is recorded as individual rather than institutional or corporate. FINTRX classifies the firm as "Unclassified" and provides minimal detail about its advisory activities, fee structure, client types, or business lines. The record flags a number of negative indicators about the firm's profile: it is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. Beyond corporate form, registration year, and owner type, the firm has not provided substantive disclosures about its investment focus, client base, or service offerings.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Charles Bartels
Principal And Chief Compliance OfficerCRD 1817969
Contacts
3 of 3
Catherine Sheridan
Registered Broker/DealerCRD 1203915

Charles Bartels
PrincipalCRD 3207740

Kimberly Neely
FinOpCRD 2045019
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Winchester, MA
Middlesex
Location
Winchester, MA
Headquartered in Winchester, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Middlesex
- Address
- 7 Wainwright Rd
- Time zone
- ET (UTC-5)
- Office locations
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