R M DAVIS INC
Firm details
- Headquarters
- PORTLAND, Maine
- CRD number
- 105448
- Registered since
- June 30, 1978
- Website
- www.rmdavis.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.5%
- Individuals7.96%
- Charitable Organizations4.38%
- Corporations / Businesses1.36%
- Pension & Profit Sharing Plans0.61%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
R M Davis Inc is an independent, SEC-registered investment adviser operating as a corporation since 1978. The firm serves both individual & family clients and institutional accounts, providing financial planning, portfolio management for individuals/small businesses and for businesses or institutions, and selection of third‑party advisers. It functions as a capital allocator and offers multiple fee arrangements including percentage-of-AUM, hourly charges, and fixed fees. The firm identifies as an active ESG investor and is not structured as a multi-state or related adviser; it does not list pension consulting as a service. R M Davis Inc was named among CNBC’s Top 100 Financial Advisory Firms in 2021, reflecting public recognition of its advisory footprint.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities56%
- Public Funds/Mutual Funds20%
- Investment Grade Corp Bonds13%
- State & Local Bonds5%
- Cash & Cash Equivalents5%
Owners & executives
3 of 4GEOFFREY ALEXANDER
Principal and Chief Executive OfficerCRD 2883211
CALEB DUBOIS
Chief Compliance OfficerCRD 7643939
JOHN DOUGHTY
Chief Investment OfficerCRD 2546937
Contacts
3 of 22GREGORY COX
Assistant Vice PresidentCRD 5840623
MICHAEL NEFF
Vice PresidentCRD 5932245
ROBERT DAVIS
Managing Director, Client AdvisorCRD 6254486
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 97Active vs passive
$1.3B in ETFs
98%
$1.3B
2%
$29.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $319M | 489,080 | 23.67% |
Location
PORTLAND, ME
CUMBERLAND
Location
PORTLAND, ME
Headquartered in PORTLAND, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- CUMBERLAND
- Address
- 24 City Ctr
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
H.M. PAYSON
RIAPORTLAND, ME
GREENBACKER CAPITAL MANAGEMENT LLC
RIAPORTLAND, ME
PORTLAND GLOBAL ADVISORS LLC
RIAPORTLAND, ME
HEADINVEST
RIAPORTLAND, ME
GREAT DIAMOND PARTNERS, LLC
RIAPORTLAND, ME
OLD PORT ADVISORS
RIAPORTLAND, ME