R M Davis Inc
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 105448
- Registered since
- June 30, 1978
- Website
- www.rmdavis.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI85.5%
- Individuals7.96%
- Charitable Organizations4.38%
- Corporations / Businesses1.36%
- Pension & Profit Sharing Plans0.61%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
R M Davis Inc is an independently owned registered investment adviser that has been SEC-registered since 1978. The firm serves both high-net-worth individuals and families as well as institutional clients, acting as a capital allocator and offering financial planning, portfolio management for individuals and businesses, and manager selection services. Its fee model includes percentage-of-AUM billing alongside hourly and fixed-fee arrangements. The firm reports being an active ESG investor and engages in selecting outside managers as part of its advisory remit. R M Davis Inc was included on CNBC’s Top 100 Financial Advisory Firms list in 2021.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities56%
- Public Funds/Mutual Funds20%
- Investment Grade Corp Bonds13%
- State & Local Bonds5%
- Cash & Cash Equivalents5%
Owners & executives
3 of 4
Geoffrey Alexander
Principal and Chief Executive OfficerCRD 2883211
Caleb Dubois
Chief Compliance OfficerCRD 7643939
John Doughty
Chief Investment OfficerCRD 2546937
Contacts
3 of 22
Gregory Cox
Assistant Vice PresidentCRD 5840623
Michael Neff
Vice PresidentCRD 5932245
Robert Davis
Managing Director, Client AdvisorCRD 6254486
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 100Active vs passive
$1.5B in ETFs
98%
$1.5B
2%
$33.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $368M | 492,020 | 24.00% |
Location
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 24 City Ctr
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
H.M. Payson
RIAPortland, ME
Greenbacker Capital Management LLC
RIAPortland, ME
Portland Global Advisors LLC
RIAPortland, ME
Headinvest
RIAPortland, ME
Great Diamond Partners, LLC
RIAPortland, ME
Old Port Advisors
RIAPortland, ME