Old Port Advisors
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 108228
- Registered since
- April 6, 2001
- Website
- www.oldportadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI50.07%
- Individuals36.86%
- Pension & Profit Sharing Plans12.44%
- Charitable Organizations0.38%
- Corporations / Businesses0.25%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Old Port Advisors is an independent registered investment adviser organized as a corporation and SEC-registered since 2001. Ownership is held by an individual and the firm serves both individual/family and institutional clients. Core advisory activities include financial planning, portfolio management for individuals and small businesses as well as for businesses and institutions, and pension consulting. Fee arrangements are flexible and include percentage-of-AUM billing, hourly charges, and flat fees. The firm does not position itself as a capital allocator and is not an active ESG investor. According to its filings it operates under a single-state footprint rather than as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities49%
- Public Funds/Mutual Funds40%
- Cash & Cash Equivalents12%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
1 of 1
Erica Bly
Chief Compliance OfficerCRD 5198589
Contacts
3 of 10
Tracy Rogers
Vice President, Senior Wealth AdvisorCRD 4178132
Fredric Williams
Managing DirectorCRD 712536
Ben Daigle
Vice President, Wealth AdvisorCRD 4833149
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 100Active vs passive
$172M in ETFs
72%
$123M
23%
$48.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| APPLIED FINANCE VALUATION LARGE CAP ETF (VSLU) | Applied Finance | Active | Large Blend | $12.6M | 271,695 | 7.31% |
Location
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 130 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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