PENOBSCOT FINANCIAL ADVISORS
Firm details
- Headquarters
- PORTLAND, Maine
- CRD number
- 286211
- Registered since
- January 25, 2017
- Website
- penobscotfa.com
- Custodians
- CHARLES SCHWAB & CO., INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI72.9%
- Individuals26.88%
- Charitable Organizations0.23%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Penobscot Financial Advisors is an independent, SEC‑registered registered investment adviser organized as a corporation and owned by an individual. The firm works primarily with individuals and families, providing financial planning, portfolio management for individuals and small businesses, pension consulting and educational workshops. Their fee menu includes percentage‑of‑AUM billing alongside hourly and fixed‑fee arrangements. Penobscot does not identify as an ESG‑focused manager and is not listed as a capital allocator. The firm was included in Citywire’s "50 Growers Across America" list in 2024.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds59%
- Exchange Traded Equities34%
- US Government Bonds2%
- Cash & Cash Equivalents2%
- Investment Grade Corp Bonds1%
Owners & executives
2 of 2JAMES BRADLEY
Founder & Chief Investment OfficerCRD 2853577
CRAIG JONCAS
Chief Executive OfficerCRD 5630983
Contacts
3 of 6Yelshaday Gebreselassie
Portfolio AdministratorCRD 8077542
Tyler Hafford
Financial Advisor, AssociateCRD 6775738
NATHAN HUBBARD
Customer Relationship AdvocateCRD 7036689
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 106Active vs passive
$408M in ETFs
51%
$208M
18%
$199M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $60.8M | 793,804 | 14.90% |
Location
PORTLAND, ME
CUMBERLAND
Location
PORTLAND, ME
Headquartered in PORTLAND, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- CUMBERLAND
- Address
- 1 Monument Sq
- Time zone
- ET (UTC-5)
- Office locations
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