PORTLAND GLOBAL ADVISORS LLC

RIASEC RegisteredEst. 1997
Total AUM
$1.2B
Discretionary
$1.2B
100% of AUM
Avg account
$1.2M
Accounts
1,010
Employees
13
Advisory reps
11

Firm details

Headquarters
PORTLAND, Maine
CRD number
109127
Registered since
April 11, 1997
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI87.04%
  • Individuals9.37%
  • Charitable Organizations2.53%
  • Corporations / Businesses1.07%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

Portland Global Advisors LLC is an independent registered investment adviser organized as an LLC and registered with the SEC since 1997. The firm serves both individual/family and institutional clients, charging a mix of percentage-of-AUM and fixed fees. Its advisory services center on financial planning, discretionary portfolio management for individuals, small businesses and institutions, and the publication of periodic written commentary. Portland Global Advisors is not positioned as an ESG specialist, does not identify as a multi-state adviser or pension consultant, and does not act as a separate capital allocator or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 63%, Exchange Traded Equities 24%, US Government Bonds 11%, Cash & Cash Equivalents 2%63%
  • Public Funds/Mutual Funds63%
  • Exchange Traded Equities24%
  • US Government Bonds11%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 3
  • DEREK JASKULSKI

    Principal and Chief Financial OfficerCRD 833250

  • JOHN SULLIVAN

    Principal and Chief Executive OfficerCRD 1770178

  • LESLIE KLENK

    CEO & PrincipalCRD 1637480

Contacts

3 of 8
  • Kathleen Hurley

    DirectorCRD 8084580

  • THOMAS WELLS

    DirectorCRD 6553737

  • RICHARD STRABLEY

    Principal and PresidentCRD 1694319

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 67

Active vs passive

$827M in ETFs

Passive

100%

$827M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$79.6M122,3469.62%

Location

Primary office

PORTLAND, ME

CUMBERLAND

Location

PORTLAND, ME

Headquartered in PORTLAND, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
CUMBERLAND
Address
217 Commercial St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth