QUANTLAB BROKERAGE, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
HOUSTON, Texas
CRD number
299468
Registered since
October 15, 2019

Firm profile

FINTRX

Overview

Quantlab Brokerage, LLC is organized as a limited liability company and appears on the SEC adviser registry with an effective date in 2019. Ownership is recorded as a combination of a domestic entity and an individual. The firm’s public classification in the dataset is listed as “unclassified,” and the record identifies it as not functioning as a capital allocator. The dataset supplies only limited descriptive detail about the firm’s business model. It does not list client segments, fee schedules, or specific advisory activities. The entry also records that Quantlab Brokerage, LLC is not an active ESG investor, is not a multi-state adviser, is not designated as a pension consultant, and is not flagged as a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • SUSAN RICHARD

    Chief Accounting OfficerCRD 7665158

  • JAMES ROBERTSON

    Chief Compliance OfficerCRD 6165573

Contacts

3 of 6
  • DAVID SUSTMAN

    Middle Office EngineerCRD 6136733

  • Victor Lee

    Senior Corporate AccountantCRD 6981417

  • DANIEL SUN

    TraderCRD 3096767

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
3 Greenway Plz
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth