Quadriga Securities, LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Denver, Colorado
CRD number
153861
Registered since
December 14, 2010

Firm profile

FINTRX

Overview

Quadriga Securities, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm is SEC-registered (initial registration noted in 2010) and is owned as a combination of a domestic entity and an individual. FINTRX flags the firm as not acting as a capital allocator and not operating as a multi-state adviser; it is also not identified as an active ESG investor or a pension consultant. The dataset contains little else about the firm’s business lines, advisory activities, fee schedule, or typical client segments, so public-facing evidence of traditional wealth-management functions is limited.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 11
  • Kieran Watson

    Kieran Watson

    AnalystCRD 8135021

  • Cole Phillips

    Cole Phillips

    AnalystCRD 8081180

  • Jason Ficken

    Jason Ficken

    Managing PartnerCRD 4250298

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
44 Cook St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth