Ares Management Capital Markets LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
274
Avg account
$0

Firm details

Headquarters
Denver, Colorado
CRD number
166219
Registered since
January 2, 2014

Firm profile

FINTRX

Overview

Ares Management Capital Markets LLC is a limited liability company that registers with the SEC (registration began in 2014) and is classified as an investment bank rather than a traditional asset manager. Ownership is recorded as a mix of a domestic entity and individuals. The firm is not designated as a capital allocator and is not listed as a multi-state registered investment adviser. It also does not identify as an active ESG investor, is not positioned as a pension consultant, and is not described as a related adviser to another registered advisory firm. The available records emphasize capital‑markets activity rather than discretionary portfolio management or advisory services for retail or institutional clients. That legal and regulatory posture points to roles such as underwriting, placement, or advisory work in capital markets instead of running pooled investment vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Peter Ogilvie

    Peter Ogilvie

    Partner, Chief Operating OfficerCRD 5004710

Contacts

3 of 273
  • Lisa Jamnadas

    PrincipalCRD 5813553

  • Claire Edmunds

    Claire Edmunds

    Associate, Relationship ManagementCRD 7002152

  • Juliette Schainuck

    Juliette Schainuck

    PrincipalCRD 6238869

Unlock 270 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
1200 17th St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth