Alps Distributors, Inc.

Broker-DealerFINRA MemberEst. 1985
Total AUM
—
Advisory reps
301
Avg account
$0

Firm details

Headquarters
Denver, Colorado
CRD number
16853
Registered since
September 25, 1985

Firm profile

FINTRX

Overview

Alps Distributors, Inc. is a corporation registered with the SEC in 1985 that operates as a fund distributor rather than an asset allocator or investment manager. The firm is identified as a domestic entity/individual owner type and is not positioned as a multi-state adviser, pension consultant, or related adviser. It is not classified as an active ESG investor and is not newly formed. The snapshot data indicates the firm’s role centers on distribution activities rather than providing advisory services or running discretionary portfolios. Capital allocator is marked “No,” which aligns with the distributor classification and suggests the firm’s primary function is product placement and sales support for funds rather than managing client assets.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 24
  • Sean Dranfield

    Sean Dranfield

    Chief Executive OfficerCRD 4363137

  • William Nasgovitz

    William Nasgovitz

    CEO and Portfolio ManagerCRD 4826680

  • Nicole Best

    Nicole Best

    Chief Financial OfficerCRD 3053329

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Contacts

3 of 277
  • Adam Liebman

    Adam Liebman

    Executive DirectorCRD 5074568

  • Peter Montgomery

    Peter Montgomery

    Registered RepresentativeCRD 5097040

  • Bilal Little

    Bilal Little

    Global StrategistCRD 5229266

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
1290 N Broadway
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth