Quad Investment Management Corp.

RIASEC RegisteredEst. 2025

Total AUM

$2.6B

Discretionary

$2.6B

98% of AUM

Avg account

$35M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Seoul Yeongdeungpogu,
CRD number: 331606
Registered since: November 21, 2025
Custodians: CITI PRIVATE BANK
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Sovereign Wealth Funds61.01%
Pooled Investment Vehicles32.69%
Corporations / Businesses3.72%
Other Investment Advisers2.38%
HNWI0.2%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Quad Investment Management Corp. is a small, equity-focused advisory firm that concentrates on separately managed accounts and pooled vehicles for high-net-worth individuals, families and institutional clients. The firm runs portfolio management strategies across individual and pooled mandates, emphasizing exchange-traded equities as its primary allocation. Compensation mixes a standard percentage of assets under management with performance-based fees, which suggests some strategies are run with an incentive alignment between manager and client. Quad Investment Management Corp. is SEC-registered (2025) and identifies as an owner-operated corporation. It does not describe itself as an active ESG investor and is not a multi-state adviser per its filing. The firm’s mix of services covers discretionary portfolio management for individuals/small businesses, management of pooled investment vehicles and portfolio management for businesses or institutions.