AB BROADLY SYNDICATED LOAN MANAGER LLC

RIASEC RegisteredEst. 2020
Total AUM
$2.6B
Discretionary
$2.6B
100% of AUM
Avg account
$437M
Accounts
6
Employees
1
Advisory reps
2

Firm details

Headquarters
NASHVILLE, Tennessee
CRD number
308135
Registered since
August 31, 2020
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%

Firm profile

FINTRX

Overview

AB Broadly Syndicated Loan Manager LLC is an institutional-focused investment manager formed as a limited liability company and registered with the SEC in 2020. The firm operates as an active manager and sponsor of pooled vehicles rather than a passive allocator, running pooled securitized strategies alongside a venture capital sleeve. Its client base is narrowly focused and institutional, and its compensation model combines a percentage-of-AUM fee with performance-based fees tied to fund results. The firm’s investment emphasis centers on credit and structured-credit strategies, with an explicit footprint in broadly syndicated loans and securitized assets. Governance and distribution capabilities extend beyond pure advisory activity: the organization is affiliated with broker‑dealer, trust company and insurance company functions and acts as sponsor, general partner or managing member on pooled vehicles. AB Broadly Syndicated Loan Manager LLC also identifies as an active ESG investor and integrates ESG considerations into underwriting and ongoing portfolio monitoring.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • PAUL EMERSON

    SVP, Chief Compliance OfficerCRD 5258073

Contacts

1 of 1
  • MARK MANLEY

    Global Head of ComplianceCRD 1294370

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

NASHVILLE, TN

DAVIDSON

Location

NASHVILLE, TN

Headquartered in NASHVILLE, TN, anchoring the Nashville-Davidson--Murfreesboro, TN metro in the South.

Metro area
Nashville-Davidson--Murfreesboro, TN
Region
South
County
DAVIDSON
Address
501 Commerce St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth