Steeprock Capital

RIASEC RegisteredEst. 2014
Total AUM
$2.6B
Discretionary
$220M
8% of AUM
Avg account
$239M
Accounts
11
Employees
12
Advisory reps
3

Firm details

Headquarters
Greenwich, Connecticut
CRD number
172775
Registered since
September 23, 2014
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Insurance Companies81.21%
  • Other10.42%
  • Pooled Investment Vehicles8.36%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Steeprock Capital is an SEC-registered institutional RIA that focuses on managing pooled investment vehicles for institutional clients. Registered in 2014 and organized as a limited liability company under individual ownership, the firm charges both asset-based fees and performance-linked fees, and it reports portfolio management for pooled vehicles as its primary advisory activity. Steeprock does not identify as an active ESG investor, is not multi-state registered, and does not describe itself as a capital allocator or pension consultant.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

1 of 1
  • Trisha Creta

    Chief Compliance OfficerCRD 7326942

Contacts

2 of 2
  • Matthew Mitchell

    Matthew Mitchell

    Co-Founder & Co-Managing PartnerCRD 6387266

  • John Bucci

    John Bucci

    Co-Founder and Co-Managing PartnerCRD 2674334

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
2 Sound View Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth