STEEPROCK CAPITAL

RIASEC RegisteredEst. 2014
Total AUM
$2.6B
Discretionary
$220M
8% of AUM
Avg account
$239M
Accounts
11
Employees
12
Advisory reps
2

Firm details

Headquarters
GREENWICH, Connecticut
CRD number
172775
Registered since
September 23, 2014
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Insurance Companies81.21%
  • Other10.42%
  • Pooled Investment Vehicles8.36%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Steeprock Capital is a privately held investment adviser that focuses on institutional clients and portfolio management for pooled investment vehicles. The firm operates as a limited liability company and was registered with the SEC in 2014. Its business model centers on advising and allocating capital rather than serving a broad retail base: fee arrangements include both a percentage of assets under management and performance-based fees, consistent with funds or pooled-product structures. Investment activity emphasizes third-party alternative managers and pooled vehicles. Steeprock Capital is not positioned as an ESG-focused allocator and is not a multi-state adviser under its filing. The firm’s classification is listed as unclassified and it does not self-identify as a capital allocator; instead, it appears to perform advisory and manager-of-funds functions that route client capital into external strategies and pooled products.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Contacts

2 of 2
  • JOHN BUCCI

    Co-Founder and Co-Managing PartnerCRD 2674334

  • MATTHEW MITCHELL

    Co-Founder & Co-Managing PartnerCRD 6387266

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

GREENWICH, CT

FAIRFIELD

Location

GREENWICH, CT

Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
2 Sound View Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth