PZENA FINANCIAL SERVICES, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
18
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
169807
Registered since
July 21, 2014

Firm profile

FINTRX

Overview

Pzena Financial Services, LLC is organized as a limited liability company and appears as an SEC-registered adviser since 2014. Public filings identify ownership as a mix of a domestic entity and an individual. The firm is not designated as a capital allocator, does not report active ESG investing, and is not listed as a multi-state or newly formed adviser. Several classification fields in the available snapshot are either marked unclassified or left blank, and the firm has not provided detailed, public-facing descriptions of its advisory activities or investment approach.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • STEVEN COFFEY

    Principal And Chief Compliance OfficerCRD 7692630

Contacts

3 of 17
  • Maxim Hatch

    Regional Advisor ConsultantCRD 7380529

  • Michael-Philip O'Shaughnessy

    AssociateCRD 6358298

  • VALERIE ARNOLD

    Principal, Co-Head of North American DistributionCRD 3257541

Unlock 14 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
320 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth