MIDDLEGATE SECURITIES INC.

Broker-DealerFINRA MemberEst. 1988
Total AUM
Advisory reps
31
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
21544
Registered since
January 21, 1988

Firm profile

FINTRX

Overview

Middlegate Securities Inc. is organized as a corporation and has been SEC-registered since 1988. Ownership is listed as individual rather than corporate or institutional. The firm is classified as unclassified in the available snapshot and is not identified as a capital allocator. It does not report active ESG investing, multi-state advisory activity, pension consulting, related-adviser relationships, or recent formation. The firm has not provided detail on its business activities, advisory services, client types, fee arrangements, or external affiliations in the available data. The absence of disclosed investment strategy or service lines in the record limits visibility into how Middlegate positions itself in the wealth-management or broker-dealer marketplace.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • MARIO LOGRANDE

    Chief Compliance OfficerCRD 2787657

Contacts

3 of 30
  • TEDY WEBER

    Managing PartnerCRD 5581552

  • DENJI YIU

    Senior Managing DirectorCRD 5232742

  • Alvaro Gonzalez

    Managing DirectorCRD 5724733

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
8 W 40th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth