Puma Capital, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
—
Advisory reps
23
Avg account
$0

Firm details

Headquarters
Rye, New York
CRD number
146744
Registered since
July 24, 2008

Firm profile

FINTRX

Overview

Puma Capital, LLC is organized as a limited liability company and is registered with the SEC since 2008. The ownership structure on file indicates a combination of a domestic entity and an individual owner. The registration record classifies the firm as unclassified and does not list it as a capital allocator or a related adviser. The registry also indicates that Puma Capital is not designated as an active ESG investor, not registered as a multi-state adviser, and is not identified as a pension consultant. Public disclosures provided to the data source do not include descriptions of the firm’s advisory services, target client segments, or fee arrangements.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Michael Gutshall

    Michael Gutshall

    Chief Compliance OfficerCRD 2505395

  • Peter Timony

    Peter Timony

    Chief Operations OfficerCRD 3023008

Contacts

3 of 21
  • Steven Van Solkema

    Steven Van Solkema

    Managing DirectorCRD 3144017

  • Leo Decker

    Leo Decker

    Director of TradingCRD 3016262

  • Sean Reidy

    Sean Reidy

    Director of OperationsCRD 2618463

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Rye, NY

Westchester

Location

Rye, NY

Headquartered in Rye, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Westchester
Address
555 Theodore Fremd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth