Puma Capital, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
24
Avg account
$0

Firm details

Headquarters
Rye, New York
CRD number
146744
Registered since
July 24, 2008

Firm profile

FINTRX

Overview

Puma Capital, LLC is registered with the SEC as an investment adviser and was formed in 2008 as a limited liability company. Filings list ownership involving a domestic entity and an individual; the firm is otherwise categorized as unclassified in the available dataset. Public records provide minimal description of its business model or target client types. Regulatory flags in the dataset indicate Puma Capital does not operate as a capital allocator and is not identified as an active ESG investor. It is not listed as a multi-state adviser, a pension consultant, or a related adviser to another registered firm.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Peter Timony

    Peter Timony

    Chief Operations OfficerCRD 3023008

  • Michael Gutshall

    Michael Gutshall

    Chief Compliance OfficerCRD 2505395

Contacts

3 of 22
  • Sergio Cunha

    Sergio Cunha

    Equity Sales TraderCRD 2654879

  • Jonathan Shapse

    Jonathan Shapse

    Equity Sales TraderCRD 1882689

  • Ricardo Jardim

    Ricardo Jardim

    Sales TraderCRD 2588573

Unlock 19 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Rye, NY

Westchester

Location

Rye, NY

Headquartered in Rye, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Westchester
Address
555 Theodore Fremd Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth