PUMA CAPITAL, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
24
Avg account
$0

Firm details

Headquarters
RYE, New York
CRD number
146744
Registered since
July 24, 2008

Firm profile

FINTRX

Overview

Puma Capital, LLC is organized as a limited liability company and is recorded as an SEC-registered advisor since 2008. FINTRX classifies ownership as a domestic entity and/or individual and labels the firm as "Unclassified." The profile shows the firm is not designated as a capital allocator, related adviser, pension consultant, or a multi-state adviser. Details about the firm's advisory services, client segments, fee schedules, and specific business activities are not provided in the source record.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • PETER TIMONY

    Chief Operations OfficerCRD 3023008

  • MICHAEL GUTSHALL

    Chief Compliance OfficerCRD 2505395

Contacts

3 of 22
  • SERGIO CUNHA

    Equity Sales TraderCRD 2654879

  • JONATHAN SHAPSE

    Equity Sales TraderCRD 1882689

  • RICARDO JARDIM

    Sales TraderCRD 2588573

Unlock 19 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

RYE, NY

WESTCHESTER

Location

RYE, NY

Headquartered in RYE, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
WESTCHESTER
Address
555 Theodore Fremd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth