Puma Capital, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
23
Avg account
$0

Firm details

Headquarters
Rye, New York
CRD number
146744
Registered since
July 24, 2008

Firm profile

FINTRX

Overview

Puma Capital, LLC is organized as a limited liability company with ownership reported as a combination of a domestic entity and an individual. Publicly available entries for the firm are sparse: FINTRX categorizes it as unclassified and records that it is not a capital allocator. The firm does not report being an active ESG investor, and it is not designated as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. FINTRX provides little detail about Puma Capital’s advisory activities, fee schedule, or client mix, so there is limited visibility into the firm’s target client segments, service model, or investment orientation.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Michael Gutshall

    Michael Gutshall

    Chief Compliance OfficerCRD 2505395

  • Peter Timony

    Peter Timony

    Chief Operations OfficerCRD 3023008

Contacts

3 of 21
  • Steven Van Solkema

    Steven Van Solkema

    Managing DirectorCRD 3144017

  • Leo Decker

    Leo Decker

    Director of TradingCRD 3016262

  • Sean Reidy

    Sean Reidy

    Director of OperationsCRD 2618463

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Rye, NY

Westchester

Location

Rye, NY

Headquartered in Rye, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Westchester
Address
555 Theodore Fremd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth