Puma Capital, LLC
Firm details
- Headquarters
- Rye, New York
- CRD number
- 146744
- Registered since
- July 24, 2008
- Website
- www.pumacap.com
Firm profile
FINTRXOverview
Puma Capital, LLC is registered with the SEC as an investment adviser and was formed in 2008 as a limited liability company. Filings list ownership involving a domestic entity and an individual; the firm is otherwise categorized as unclassified in the available dataset. Public records provide minimal description of its business model or target client types. Regulatory flags in the dataset indicate Puma Capital does not operate as a capital allocator and is not identified as an active ESG investor. It is not listed as a multi-state adviser, a pension consultant, or a related adviser to another registered firm.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Peter Timony
Chief Operations OfficerCRD 3023008

Michael Gutshall
Chief Compliance OfficerCRD 2505395
Contacts
3 of 22Sergio Cunha
Equity Sales TraderCRD 2654879
Jonathan Shapse
Equity Sales TraderCRD 1882689

Ricardo Jardim
Sales TraderCRD 2588573
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Rye, NY
Westchester
Location
Rye, NY
Headquartered in Rye, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Westchester
- Address
- 555 Theodore Fremd Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Magstar Capital, LLC
Broker-DealerRye, NY
G.Research, LLC
Broker-DealerRye, NY
Macro Risk Advisors LLC
Broker-DealerRye, NY
Clearingbid Markets, Inc.
Broker-DealerRye, NY
G.Distributors, LLC
Broker-DealerRye, NY
Instinet, LLC
Broker-DealerNew York, NY