Pullman Securities, LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
1
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
45923
Registered since
January 4, 1999

Firm profile

FINTRX

Overview

Pullman Securities, LLC is structured as a privately owned limited liability company that operates within the investment banking and specialty finance space for the entertainment and intellectual property (IP) sectors. Registered with the SEC since 1999 and identified as an investment bank rather than a capital allocator, the firm focuses on financing, underwriting and structured transactions tied to royalties and other IP-derived cash flows rather than traditional advisory AUM-based relationships. The broader Pullman organization positions itself as an originator and underwriter of loans and securitizations collateralized by music, film, publishing and other intellectual property rights; its founders created market-first transactions that packaged future royalty streams into rated securities. Pullman has been involved in several high-profile structured deals that illustrate its niche: the Bowie Bonds-style securitization tied to David Bowie’s future royalties (reported at $55 million) and other sizable transactions tied to Motown-era catalogs, James Brown, Ashford & Simpson and The Isley Brothers. The firm also describes experience working with major industry participants across performance rights organizations and large record and publishing companies.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

1 of 1
  • David Pullman

    Managing MemberCRD 1294621

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
9250 Robin Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth