Pullman Securities, LLC

Overview

Pullman Securities, LLC is organized as an LLC and is registered with the SEC since 1999. The firm is categorized as an investment bank and is owned by an individual. Its primary activity centers on providing financing and structured capital solutions to owners of entertainment and other intellectual property (IP) assets. The business focuses on monetizing future royalty and license streams through advances, loans, purchases of income streams, and securitizations rather than acting as a traditional portfolio manager or capital allocator. The firm and its affiliated Pullman Group® LLC are best known for structuring and placing securitizations backed by music and entertainment royalties — most famously the transaction tied to David Bowie — and for a series of similar royalty-backed debt issuances (branded Pullman Bonds). Historical, high-profile transactions referenced by the firm include the David Bowie deal (approximately $55 million), Motown-related financing (about $30 million), a James Brown transaction (about $30 million), and other eight-figure deals for Ashford & Simpson and The Isley Brothers. The firm positions itself to serve creators, publishers, estates, producers and companies that receive contractual IP-derived cash flows. Pullman emphasizes customized deal design that accounts for tax, marital and estate planning considerations, and it highlights structures intended to deliver upfront liquidity while preserving upside for IP owners.

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