PRUCO SECURITIES, LLC

Broker-DealerFINRA MemberEst. 1996
Total AUM
Accounts
0
Employees
272
Advisory reps
177
Brokerage reps
186
Avg account
$0

Firm details

Headquarters
NEWARK, New Jersey
CRD number
5685
Registered since
June 28, 1996
Fee structure
Other
Services
Selection of Other Advisers

Firm profile

FINTRX

Overview

Pruco Securities, LLC operates as an insurance-focused broker‑dealer organized as a limited liability company and has been SEC‑registered since 1996. The firm functions primarily as a capital allocator and insurance broker, and it also performs advisory activity by selecting third‑party advisers. Regulatory and industry affiliations tied to the firm extend beyond a classic broker‑dealer role and include relationships with other investment advisers, trust and insurance companies, real estate broker activities, and sponsorship or management roles related to pooled investment vehicles. Pruco Securities reports that it is not an active ESG investor and is not a multi‑state registered adviser. The firm’s fee structure is categorized as “Other,” and it is identified as a related adviser in broader organizational filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • SHANE MCGRATH

    Chief Compliance OfficerCRD 4458909

  • ROBERT SMIT

    Vice President, CFOCRD 2332366

  • TODD SHRIBER

    COOCRD 5047617

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Contacts

3 of 173
  • BRIAN SWENSON

    Associate ManagerCRD 5450588

  • Christopher Hagan

    Vice President, OperationsCRD 2754182

  • TIFFANY OVERLAND

    DirectorCRD 2891816

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 112

Active vs passive

$22.1B in ETFs

Passive

54%

$11.8B

Active

38%

$10.3B

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$5.2B7,890,99923.33%

Location

Primary office

NEWARK, NJ

ESSEX

Location

NEWARK, NJ

Headquartered in NEWARK, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
ESSEX
Address
751 Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth