PROVIDENT FINANCIAL PLANNING, LLC

RIASEC RegisteredEst. 2022
Total AUM
$174M
Discretionary
$174M
100% of AUM
Avg account
$508K
Accounts
343
Employees
2
Advisory reps
4

Firm details

Headquarters
Addison, Texas
CRD number
291830
Registered since
February 2, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Hourly Charges, Fixed Fees
Client types
  • HNWI93.35%
  • Individuals4.05%
  • Corporations / Businesses2.52%
  • Charitable Organizations0.07%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Provident Financial Planning, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2022. The firm is owned by an individual and serves both individual/family and institutional clients. Its advisory offering centers on financial planning and portfolio management for individuals and small businesses. Fee arrangements are non-asset-based, delivered through hourly charges and fixed fees rather than percentage-based advisory fees. The firm does not identify as an active ESG investor and is not reported as a multi-state adviser, pension consultant, capital allocator, or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 38%, Other 19%, Exchange Traded Equities 17%, Investment Grade Corp Bonds 12%, US Government Bonds 5%, Non-Investment Grade Corp Bonds 4%, State & Local Bonds 3%, Cash & Cash Equivalents 2%38%
  • Public Funds/Mutual Funds38%
  • Other19%
  • Exchange Traded Equities17%
  • Investment Grade Corp Bonds12%
  • US Government Bonds5%

Owners & executives

1 of 1
  • PAUL MICHEL

    Founder & CEOCRD 5573836

Contacts

3 of 3
  • Neal Reinig

    MemberCRD 7681398

  • Alexander Wilson

    Client Service AssociateCRD 8216285

  • Creig Manson

    PartnerCRD 7780640

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Addison, TX

DALLAS

Location

Addison, TX

Headquartered in Addison, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
15790 Dooley Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth