WATERFORD CAPITAL INVESTMENT ADVISORY SERVICES LLC

Overview

Waterford Capital Investment Advisory Services LLC is a privately owned investment advisory and broker-dealer entity that focuses on portfolio management for individuals and small businesses. The firm runs on a percentage-of-assets fee model and operates with a strong tilt toward equities. Its business model combines advisory services with broker-dealer activities, meaning advisors can deliver managed portfolio solutions while also facilitating brokerage transactions and products. The firm’s client base includes high-net-worth individuals, families and select institutional relationships. Investment activity points to a clear equity preference: exchange-traded equities represent the largest slice of reported assets. The firm appears to manage client relationships in a largely non-discretionary structure, while still offering full-service brokerage capabilities through its registered rep status. Environmental, social and governance (ESG) integration is not listed as an active practice for the firm.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices