Provenance Wealth Advisors

RIASEC Registered

Total AUM

$3.6B

Discretionary

$1.8B

50% of AUM

Avg account

$950K

Accounts

3,820

Employees

Advisory reps

Firm details

Headquarters: Fort Lauderdale, Florida
CRD number: 126529
Registered since: June 25, 2018
Website: www.provwealth.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC., EMPOWER RETIREMENT INC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI52.68%
Pension & Profit Sharing Plans32.27%
Corporations / Businesses9.11%
Individuals5.66%
Charitable Organizations0.28%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Provenance Wealth Advisors is a limited liability company that provides fee-based wealth management and advisory services to individuals, families and institutional clients. The firm is registered with the SEC (registration year 2018) and combines investment management with financial planning and pension consulting. Its business activities extend into broker-dealer channels and insurance distribution — the firm operates as a broker-dealer/registered representative and as an insurance broker in addition to its advisory work. Service offerings include portfolio management for individuals and small businesses, standalone financial planning, and pension consulting. The firm bills clients using a mix of percentage-of-AUM fees alongside hourly and fixed-fee arrangements. Provenance was named to Forbes’ Top RIA Firms list in 2024.