Provenance Wealth Advisors

Overview

Provenance Wealth Advisors is an SEC‑registered limited liability company that began advisory operations in 2018. The firm serves both individuals and families as well as institutional clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its business footprint also includes broker‑dealer activity and insurance distribution; the firm operates as a registered representative of a broker‑dealer in addition to acting as an insurance broker. Fee arrangements reported include asset‑based fees, hourly billing, and fixed fees. Provenance is not identified as an active ESG investor and is majority-operated under a domestic ownership structure that includes individual ownership interests. The firm was named among Forbes’ Top RIA Firms in 2024. Provenance emphasizes equity exposure in client portfolios and uses exchange‑traded products extensively. The firm reports a preference for liquid public markets for core allocations while also incorporating annuities and mutual funds where appropriate and allocating to third‑party real estate managers for alternative exposure. Custodial relationships and product distribution capabilities support both advisory and brokerage activity.

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Public Holdings

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Location & Offices