IMPERIAL FUND ASSET MANAGEMENT LLC

RIASEC RegisteredEst. 2022

Total AUM

$6.8B

Discretionary

$6.8B

100% of AUM

Avg account

$76.9M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Fort Lauderdale, Florida
CRD number: 317525
Registered since: February 1, 2022
Website: imperialfund.com
Custodians: WILMINGTON TRUST INVESTMENT MANAGEMENT, LLC
Fee structure: Percentage of AUM, Hourly Charges, Performance Based Fees
Client types: Pooled Investment Vehicles65.89%
Corporations / Businesses33.86%
HNWI0.23%
Individuals0.01%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Imperial Fund Asset Management LLC is an SEC-registered investment adviser organized as an LLC and owned by an individual. The firm serves both high-net-worth individuals and institutional clients and provides a mix of financial planning and portfolio management services for individuals, small businesses, and pooled investment vehicles. It also operates as an insurance broker and lists roles such as broker-dealer/sponsor, general partner, and managing member of pooled vehicles, indicating active involvement on the product and sponsor side rather than only acting as an allocator. Fee arrangements include asset-based fees, hourly billing, and performance-based compensation. The adviser does not identify as an ESG investor and is not a multi-state adviser. It is classified as unclassified in the snapshot data and is not reported as a capital allocator or pension consultant.