Prospera Capital Management, LLC
Firm details
- Headquarters
- ,
- CRD number
- 330390
- Registered since
- June 26, 2024
- Custodians
- THE VANGUARD GROUP, INC., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI99.49%
- Individuals0.51%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Prospera Capital Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2024. The firm focuses on serving individuals and families, offering financial planning and portfolio management for individuals and small businesses. Its fee model is flexible and includes percentage-of-AUM billing alongside hourly and fixed-fee arrangements. Prospera does not identify as an active ESG investor and is not designated as a multi-state adviser or a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds60%
- Exchange Traded Equities30%
- Cash & Cash Equivalents8%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Contacts
3 of 3
Chase Deters
President & Senior Wealth AdvisorCRD 4945902
Sara Amparan
PartnerCRD 5713380
Heather Mcclain
Senior Wealth AdvisorCRD 5094398
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 26Active vs passive
$187M in ETFs
99%
$184M
<1%
$2.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $77.8M | 242,408 | 41.65% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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