KELLETT WEALTH ADVISORS, LLC

RIASEC RegisteredEst. 2021
Total AUM
$344M
Discretionary
$317M
92% of AUM
Avg account
$239K
Accounts
1,440
Employees
4
Advisory reps
3

Firm details

Headquarters
CINCINNATI, Ohio
CRD number
287571
Registered since
February 26, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals50.56%
  • HNWI41.67%
  • Pension & Profit Sharing Plans7.77%
Services
Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Kellett Wealth Advisors, LLC is an independent registered investment adviser that began SEC registration in 2021 and is privately owned by an individual. The firm serves individual and family clients on a fee basis tied to assets under management and emphasizes discretionary portfolio management for individuals and small businesses. Its ADV lists pension consulting services as an advisory activity, though the firm's snapshot flags that it is not registered as a pension consultant. Kellett does not identify as an active ESG investor, is not structured as a capital allocator, and is not designated as a multi-state adviser. An insurance company is noted among the firm's industry affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 70%, Exchange Traded Equities 21%, US Government Bonds 5%, Cash & Cash Equivalents 4%70%
  • Public Funds/Mutual Funds70%
  • Exchange Traded Equities21%
  • US Government Bonds5%
  • Cash & Cash Equivalents4%

Contacts

3 of 3
  • BRIAN KELLETT

    PresidentCRD 4781061

  • DAVID BODNAR

    Senior Vice PresidentCRD 1994752

  • Jared Kline

    Financial AdvisorCRD 7167305

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 43

Active vs passive

$146M in ETFs

Passive

68%

$99.4M

Active

25%

$47M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$32.8M50,43122.40%

Location

Primary office

CINCINNATI, OH

HAMILTON

Location

CINCINNATI, OH

Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
HAMILTON
Address
8944 Blue Ash Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth