PRIVATE BROKERS, LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
165758
Registered since
August 29, 2013

Firm profile

FINTRX

Overview

Private Brokers, LLC is organized as a limited liability company and is recorded as SEC-registered since 2013. Ownership is listed as a combination of a domestic entity and an individual. The firm is classified in FINTRX as unclassified rather than being labeled under a specific RIA subtype. Available records flag several negative attributes rather than active specializations: Private Brokers, LLC is not identified as a capital allocator, is not marked as an ESG investor, and is not recorded as a multi-state or newly formed adviser. It is also not listed as a pension consultant or a related adviser. FINTRX does not provide descriptions of the firm's advisory activities, client segments, fee schedules, or broader business activities.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Trisha Prince

    Chief Compliance OfficerCRD 2941980

Contacts

2 of 2
  • KATHY SIPINICK

    FinOpCRD 3248100

  • JONATHAN F. BARLOW

    CRD 4577581

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
745 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth