Private Brokers, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 165758
- Registered since
- August 29, 2013
Firm profile
FINTRXOverview
Private Brokers, LLC is organized as a limited liability company that registered with the SEC in 2013. The firm’s ownership is listed as a mix of a domestic entity and individual interests and its regulatory classification is shown as unclassified. Reported labels indicate the firm does not act as a capital allocator, does not identify as an active ESG investor, and is not registered as a multi-state adviser. It also does not describe itself as a pension consultant or as a related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Trisha Prince
Chief Compliance OfficerCRD 2941980
Contacts
2 of 2
Kathy Sipinick
FinOpCRD 3248100
Jonathan F. Barlow
CRD 4577581
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 745 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
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