Private Brokers, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
165758
Registered since
August 29, 2013

Firm profile

FINTRX

Overview

Private Brokers, LLC is organized as a limited liability company with ownership designated as a domestic entity and individual. The firm is categorized as Unclassified in the snapshot data. The record indicates the firm is not a capital allocator, is not an active ESG investor, does not operate as a multi-state adviser, is not identified as a newly formed adviser, and is not listed as a pension consultant or related adviser. The firm did not supply detail about its advisory services, business activities, client segments, or fee model in the available data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Trisha Prince

    Trisha Prince

    Chief Compliance OfficerCRD 2941980

Contacts

2 of 2
  • Kathy Sipinick

    Principal Operations OfficerCRD 3248100

  • Jonathan F. Barlow

    CRD 4577581

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
745 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth