Principal Funds Distributor, Inc.
Firm details
- Headquarters
- Des Moines, Iowa
- CRD number
- 43261
- Registered since
- July 3, 1997
- Website
- www.principalam.com
Firm profile
FINTRXOverview
Principal Funds Distributor, Inc. is organized as a corporation that functions as a fund distributor. The firm’s profile identifies it as a distributor rather than a wealth manager or capital allocator, and its ownership is characterized as a domestic entity with individual involvement. The available data indicates the firm does not serve as a capital allocator and is not positioned as an ESG investor, pension consultant, related adviser, or a multi-state investment adviser. The firm does not report advisory activity details in the source material.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 9
Barbara Wenig
Chief Business OfficerCRD 5412981

Michael Murray
President and CEOCRD 2074275

Thomas Drogan
Chief Compliance OfficerCRD 2760482
Contacts
3 of 247
Lindsey Zimmerman
Registered RepresentativeCRD 5689787

Patrick Caragher
Managing DirectorCRD 5755171

James Lange
Director, Institutional SalesCRD 5827362
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Des Moines, IA
Polk
Location
Des Moines, IA
Headquartered in Des Moines, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.
- Metro area
- Des Moines-Ames-West Des Moines, IA
- Region
- Midwest
- County
- Polk
- Address
- 711 High St
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Principal Securities, Inc.
Broker-DealerDes Moines, IA
D.M. Kelly & Company
Broker-DealerDes Moines, IA
Anico Financial Solutions, LLC
Broker-DealerDes Moines, IA
Fidelity & Guaranty Securities, LLC
Broker-DealerDes Moines, IA
Cambridge Investment Research, Inc.
Broker-DealerFairfield, IA
Haverkamp Investments, Inc.
Broker-DealerAmes, IA