Principal Funds Distributor, Inc.

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
280
Avg account
$0

Firm details

Headquarters
Des Moines, Iowa
CRD number
43261
Registered since
July 3, 1997

Firm profile

FINTRX

Overview

Principal Funds Distributor, Inc. is organized as a corporation and has been SEC-registered since 1997. The firm’s ownership is listed as a combination of a domestic entity and an individual. In the dataset the company is classified as "Unclassified" and is not identified as a capital allocator or an active ESG investor. It is also not reported as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The available records contain minimal description of the firm’s investment or advisory activities. The combination of its corporate name and the absence of asset-management detail in the data suggests the entity functions in a distribution or non-discretionary capacity rather than operating as a traditional investment manager, but the dataset does not provide explicit business-activity disclosures to fully confirm that role.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • Thomas Drogan

    Thomas Drogan

    Chief Compliance OfficerCRD 2760482

  • Michael Scholten

    Michael Scholten

    CFOCRD 6388259

  • Michael Murray

    Michael Murray

    President And CEOCRD 2074275

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Contacts

3 of 271
  • Andrew Turcotte

    Andrew Turcotte

    Director, National AccountsCRD 4507435

  • John Crandell

    John Crandell

    Senior Director, Wealth ManagementCRD 4954446

  • Chad Clauson

    AdministratorCRD 2947385

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Des Moines, IA

Polk

Location

Des Moines, IA

Headquartered in Des Moines, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.

Metro area
Des Moines-Ames-West Des Moines, IA
Region
Midwest
County
Polk
Address
711 High St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth