Principal Funds Distributor, Inc.
Firm details
- Headquarters
- Des Moines, Iowa
- CRD number
- 43261
- Registered since
- July 3, 1997
- Website
- www.principalam.com
Firm profile
FINTRXOverview
Principal Funds Distributor, Inc. is a corporate fund distributor that has been SEC-registered since 1997. The firm’s classification and reported activity indicate it operates in a distribution capacity rather than as an investment manager or capital allocator. Reported attributes also indicate it is not positioned as an ESG-active investor, not a pension consultant, and not characterized as a multi-state adviser or related adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 9
Barbara Wenig
Chief Business OfficerCRD 5412981
Michael Murray
President and CEOCRD 2074275
Thomas Drogan
Chief Compliance OfficerCRD 2760482
Contacts
3 of 270
Lindsey Zimmerman
Registered RepresentativeCRD 5689787
Patrick Caragher
Managing DirectorCRD 5755171
James Lange
Director, Institutional SalesCRD 5827362
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Des Moines, IA
Polk
Location
Des Moines, IA
Headquartered in Des Moines, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.
- Metro area
- Des Moines-Ames-West Des Moines, IA
- Region
- Midwest
- County
- Polk
- Address
- 711 High St
- Time zone
- CT (UTC-6)
- Office locations
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