Fidelity & Guaranty Securities, LLC
Firm details
- Headquarters
- Des Moines, Iowa
- CRD number
- 315720
- Registered since
- April 3, 2023
- Website
- www.fglife.com
Firm profile
FINTRXOverview
Fidelity & Guaranty Securities, LLC is organized as a limited liability company and registered with the SEC in 2023. Public records identify ownership as a mix of a domestic entity and an individual, and the firm is classified as unclassified in the dataset. The profile contains very little on client focus or service lines; the firm is not flagged as a capital allocator, is not an active ESG investor, and is not listed as a multi-state adviser or a pension consultant.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Donald Leintz
Chief Product OfficerCRD 4374813
Kelly Stokes
VP, Chief Compliance OfficerCRD 2589504
Contacts
3 of 38Ronald John Jr Barrett
CRD 2480222
Jacob Ware
Senior Internal WholesalerCRD 7422963
Aaron Hayes
WholesalerCRD 6435850
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Des Moines, IA
Polk
Location
Des Moines, IA
Headquartered in Des Moines, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.
- Metro area
- Des Moines-Ames-West Des Moines, IA
- Region
- Midwest
- County
- Polk
- Address
- 801 Grand Ave
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Principal Funds Distributor, Inc.
Broker-DealerDes Moines, IA
Anico Financial Solutions, LLC
Broker-DealerDes Moines, IA
D.M. Kelly & Company
Broker-DealerDes Moines, IA
Principal Securities, Inc.
Broker-DealerDes Moines, IA
Weitzel Financial Services, Inc.
Broker-DealerDubuque, IA
Haverkamp Investments, Inc.
Broker-DealerAmes, IA