Fidelity & Guaranty Securities, LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
41
Avg account
$0

Firm details

Headquarters
Des Moines, Iowa
CRD number
315720
Registered since
April 3, 2023

Firm profile

FINTRX

Overview

Fidelity & Guaranty Securities, LLC is organized as a limited liability company and is shown as SEC-registered in 2023. Ownership is listed as a combination of a domestic entity and an individual. The firm is classified as “unclassified” in the snapshot data and is not identified as a capital allocator. The profile indicates the firm is not an active ESG investor, is not a multi-state adviser, is not a pension consultant, and is not flagged as a related adviser. Several typical fields—fee structure, specific business or advisory activities, and client segmentation—are not provided in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Kelly Stokes

    Kelly Stokes

    VP, Chief Compliance OfficerCRD 2589504

  • Donald Leintz

    Donald Leintz

    Chief Product OfficerCRD 4374813

Contacts

3 of 39
  • Jay Mccraw

    Jay Mccraw

    Regional Vice PresidentCRD 4449267

  • Sam Tippy

    Sam Tippy

    Hybrid WholesalerCRD 3005709

  • Stephen Anderson

    Stephen Anderson

    DirectorCRD 1181095

Unlock 36 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Des Moines, IA

Polk

Location

Des Moines, IA

Headquartered in Des Moines, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.

Metro area
Des Moines-Ames-West Des Moines, IA
Region
Midwest
County
Polk
Address
801 Grand Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth