FIDELITY & GUARANTY SECURITIES, LLC
Firm details
- Headquarters
- DES MOINES, Iowa
- CRD number
- 315720
- Registered since
- April 3, 2023
- Website
- www.fglife.com
Firm profile
FINTRXOverview
Fidelity & Guaranty Securities, LLC is organized as a limited liability company and was registered with the SEC in 2023. Ownership is shown as a combination of a domestic corporate entity and an individual, and FINTRX classifies the firm as "Unclassified" rather than assigning it to a standard advisory segment. Available filings indicate modest public disclosure: the firm is not identified as a capital allocator, does not register itself as an active ESG investor, and is not listed as a multi-state adviser, pension consultant, or related adviser. FINTRX does not provide details on the firm’s business lines, advisory services, client mix, fee schedules, or specific investment mandates, so there is no public information about target client types, asset strategies, or product emphasis in the record reviewed.
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2DONALD LEINTZ
Chief Product OfficerCRD 4374813
KELLY STOKES
VP, Chief Compliance OfficerCRD 2589504
Contacts
3 of 39RONALD JOHN JR BARRETT
CRD 2480222
Jacob Ware
Senior Internal WholesalerCRD 7422963
AARON HAYES
WholesalerCRD 6435850
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
DES MOINES, IA
POLK
Location
DES MOINES, IA
Headquartered in DES MOINES, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.
- Metro area
- Des Moines-Ames-West Des Moines, IA
- Region
- Midwest
- County
- POLK
- Address
- 801 Grand Ave
- Time zone
- CT (UTC-6)
- Office locations
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