FIDELITY & GUARANTY SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
41
Avg account
$0

Firm details

Headquarters
DES MOINES, Iowa
CRD number
315720
Registered since
April 3, 2023

Firm profile

FINTRX

Overview

Fidelity & Guaranty Securities, LLC is organized as a limited liability company and was registered with the SEC in 2023. Ownership is shown as a combination of a domestic corporate entity and an individual, and FINTRX classifies the firm as "Unclassified" rather than assigning it to a standard advisory segment. Available filings indicate modest public disclosure: the firm is not identified as a capital allocator, does not register itself as an active ESG investor, and is not listed as a multi-state adviser, pension consultant, or related adviser. FINTRX does not provide details on the firm’s business lines, advisory services, client mix, fee schedules, or specific investment mandates, so there is no public information about target client types, asset strategies, or product emphasis in the record reviewed.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • DONALD LEINTZ

    Chief Product OfficerCRD 4374813

  • KELLY STOKES

    VP, Chief Compliance OfficerCRD 2589504

Contacts

3 of 39
  • RONALD JOHN JR BARRETT

    CRD 2480222

  • Jacob Ware

    Senior Internal WholesalerCRD 7422963

  • AARON HAYES

    WholesalerCRD 6435850

Unlock 36 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DES MOINES, IA

POLK

Location

DES MOINES, IA

Headquartered in DES MOINES, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.

Metro area
Des Moines-Ames-West Des Moines, IA
Region
Midwest
County
POLK
Address
801 Grand Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth