Anico Financial Solutions, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
—
Advisory reps
85
Avg account
$0

Firm details

Headquarters
Des Moines, Iowa
CRD number
300285
Registered since
December 20, 2019

Firm profile

FINTRX

Overview

Anico Financial Solutions, LLC is organized as a limited liability company and is registered with the SEC as of 2019. The firm is classified as an insurance broker‑dealer and its ownership is recorded as a mix of a domestic entity and an individual. That footprint and classification indicate its primary role is distribution and brokerage of insurance-related products rather than operating as a traditional discretionary asset manager or capital allocator. Public records flag several organizational characteristics that further clarify how the firm presents itself: it is not identified as a capital allocator, is not categorized as a multi‑state registered investment adviser, and is not listed as an ESG‑focused investor or a pension consultant. Those attributes suggest the firm’s activities center on brokerage and insurance intermediation, with limited emphasis on running pooled investment strategies or offering multi‑state advisory platforms.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Elizabeth Bailey

    Elizabeth Bailey

    Chief Operating Officer and Chief Compliance OfficerCRD 4154255

Contacts

3 of 84
  • Kevin Schomer

    Kevin Schomer

    Registered RepresentativeCRD 5829863

  • Brian Hait

    Brian Hait

    Senior ManagerCRD 5356818

  • Martin Kyler

    Senior Compliance AnalystCRD 7031253

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Des Moines, IA

Polk

Location

Des Moines, IA

Headquartered in Des Moines, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.

Metro area
Des Moines-Ames-West Des Moines, IA
Region
Midwest
County
Polk
Address
1150 Locust St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth