Prime Executions, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
40
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
32889
Registered since
July 29, 1991

Firm profile

FINTRX

Overview

Prime Executions, Inc. is organized as a corporation and is classified in FINTRX data as an investment bank. Ownership is listed as a domestic entity alongside individual ownership, which suggests a hybrid corporate/individual ownership structure rather than a purely institutional holding company. The firm is not identified as a capital allocator, and it does not appear as an active ESG investor, pension consultant, related adviser, or a multistate adviser in the available profile. No specific advisory activities, fee structures, or client segments are provided in the source data.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Wayne Caron

    Wayne Caron

    Chief Compliance OfficerCRD 1422911

  • David Chaskin

    David Chaskin

    Chief Financial OfficerCRD 5306238

  • James Woods

    James Woods

    Chief Market StrategistCRD 2188395

Contacts

3 of 37
  • Paul Meeks

    Paul Meeks

    Managing DirectorCRD 2026192

  • Thomas Bent

    Thomas Bent

    Senior Managing DirectorCRD 1142335

  • Steven Lovejoy

    BrokerCRD 1407092

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
40 Wall St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth