Prime Capital Markets, LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
310298
Registered since
April 15, 2021

Firm profile

FINTRX

Overview

Prime Capital Markets, LLC is registered as a limited liability company and appears on the SEC adviser registry with an initial registration year of 2021. Ownership is listed as a mix of a domestic entity and an individual. The firm is categorized as unclassified in the available dataset. The record flags the firm as not acting as a capital allocator and not identifying as an active ESG investor. It is also noted as not operating as a multi-state adviser. Public disclosures in the source are sparse: the firm did not provide narrative details about its business lines, advisory activities, client segments, or fee schedules. That lack of descriptive information limits the ability to profile its target client types, service model (discretionary vs. non-discretionary), or typical investment approach.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • David Oulvey

    David Oulvey

    Chief Financial OfficerCRD 2279183

  • Thomas Chlada

    Thomas Chlada

    Chief Operating OfficerCRD 1533996

Contacts

3 of 8
  • Ian Luttrell

    Ian Luttrell

    Operations AnalystCRD 7534514

  • Joseph Balcarcel

    Joseph Balcarcel

    Director of ComplianceCRD 7492741

  • Adrian Jimenez

    Adrian Jimenez

    Accounting ManagerCRD 7209283

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
425 S Financial Pl
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth