PRENTISS SMITH & COMPANY, INC.
Firm details
- Headquarters
- BRATTLEBORO, Vermont
- CRD number
- 110928
- Registered since
- September 10, 1982
- Website
- www.prentiss-smith.com
- Custodians
- CHARLES SCHWAB & CO., INC., CHEVY CHASE TRUST
- Fee structure
- Percentage of AUM
- Client types
- Individuals56.97%
- HNWI33.63%
- Corporations / Businesses7.71%
- Charitable Organizations1.69%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of Periodicals
Firm profile
FINTRXOverview
Prentiss Smith & Company, Inc. is an SEC-registered corporate investment adviser that has operated since 1982. The firm serves both individual/family and institutional clients and bills primarily as a percentage-of-AUM advisor. Its advisory work centers on discretionary portfolio management for individuals, small businesses and institutions, and it also produces periodicals or newsletters as part of its client communication. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities37%
- US Government Bonds28%
- Cash & Cash Equivalents21%
- State & Local Bonds6%
- Investment Grade Corp Bonds4%
Owners & executives
1 of 1KARLIE BORST
Chief Compliance OfficerCRD 2748793
Contacts
3 of 10PRENTISS SMITH
FounderCRD 867702
MARTHA RICHARDSON
DirectorCRD 5036095
Whitney Smith
OwnerCRD 7338451
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 7Active vs passive
$4.2M in ETFs
89%
$3.8M
0%
$484K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $1.3M | 1,977 | 30.42% |
Location
BRATTLEBORO, VT
WINDHAM
Location
BRATTLEBORO, VT
Headquartered in BRATTLEBORO, VT, in the Northeast of the United States.
- Region
- Northeast
- County
- WINDHAM
- Address
- 950 Western Ave
- Time zone
- ET (UTC-5)
- Office locations
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