Prentiss Smith & Company, Inc.

RIASEC RegisteredEst. 1982

Total AUM

$453M

Discretionary

$447M

99% of AUM

Avg account

$728K

Accounts

622

Employees

Advisory reps

Firm details

Headquarters: Brattleboro, Vermont
CRD number: 110928
Registered since: September 10, 1982
Website: www.prentiss-smith.com
Custodians: CHARLES SCHWAB & CO., INC., CHEVY CHASE TRUST
Fee structure: Percentage of AUM
Client types: Individuals56.97%
HNWI33.63%
Corporations / Businesses7.71%
Charitable Organizations1.69%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

Prentiss Smith & Company, Inc. is an independent, SEC-registered investment adviser formed in 1982 that serves both individual/family and institutional clients. The firm operates on a percentage-of-AUM fee model and lists portfolio management for individuals/small businesses and for businesses or institutions among its core advisory services; it also publishes periodicals or newsletters. The firm is not flagged as an active ESG investor, is not a pension consultant, and does not identify as a capital allocator. The organization is structured as a corporation with domestic individual ownership. Its regulatory and service profile indicates a traditional advisory focus emphasizing discretionary portfolio management rather than specialty consulting or multi-state adviser activity.