Prentiss Smith & Company, Inc.
Firm details
- Headquarters
- Brattleboro, Vermont
- CRD number
- 110928
- Registered since
- September 10, 1982
- Website
- www.prentiss-smith.com
- Custodians
- CHARLES SCHWAB & CO., INC., CHEVY CHASE TRUST
- Fee structure
- Percentage of AUM
- Client types
- Individuals56.97%
- HNWI33.63%
- Corporations / Businesses7.71%
- Charitable Organizations1.69%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of Periodicals
Firm profile
FINTRXOverview
Prentiss Smith & Company, Inc. is a privately held corporate advisory firm that has been SEC-registered since 1982. It advises both individuals and families as well as institutional clients, charging fees based on a percentage of assets under management. The firm’s advisory work includes portfolio management for individual and small business accounts, separately managed relationships for businesses or institutions, and the publication of investment periodicals or newsletters. The adviser does not identify as an active ESG investor, is not registered as a multi-state adviser, and does not operate as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities39%
- Cash & Cash Equivalents28%
- US Government Bonds20%
- State & Local Bonds5%
- Investment Grade Corp Bonds4%
Owners & executives
1 of 1
Karlie Borst
Chief Compliance OfficerCRD 2748793
Contacts
3 of 10
Prentiss Smith
FounderCRD 867702
Martha Richardson
DirectorCRD 5036095
Whitney Smith
OwnerCRD 7338451
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 7Active vs passive
$4.2M in ETFs
89%
$3.8M
0%
$484K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $1.3M | 1,977 | 30.42% |
Location
Brattleboro, VT
Windham
Location
Brattleboro, VT
Headquartered in Brattleboro, VT, in the Northeast of the United States.
- Region
- Northeast
- County
- Windham
- Address
- 950 Western Ave
- Time zone
- ET (UTC-5)
- Office locations
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