M. Kraus & Company
Firm details
- Headquarters
- Shelburne, Vermont
- CRD number
- 106749
- Registered since
- May 29, 1996
- Website
- mkrausco.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI92.68%
- Individuals4.32%
- Charitable Organizations2.97%
- Corporations / Businesses0.04%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
M. Kraus & Company is an SEC-registered advisory corporation that has been operating since 1996 and is privately owned. The firm serves both individual and family clients as well as institutional accounts, with a stated advisory focus on portfolio management for individuals and small businesses. Its billing approach includes asset-based fees as well as hourly and fixed-fee arrangements rather than commission-driven models. The adviser does not identify as an active ESG investor, is not organized as a multi-state adviser, and does not serve as a pension consultant or a capital allocator. The firm’s public filings show a clear tilt toward equity-centric management, supplemented by third-party alternatives and insurance products where appropriate.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities72%
- Cash & Cash Equivalents9%
- US Government Bonds7%
- Investment Grade Corp Bonds7%
- Public Funds/Mutual Funds4%
Contacts
3 of 5Travis Unger
Assistant Portfolio ManagerCRD 7022145

Aileen Kraus
PrincipalCRD 1177342

Denise Dalton
Senior Vice PresidentCRD 4629516
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 10Active vs passive
$8M in ETFs
100%
$8M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD INFORMATION TECHNOLOGY INDEX FUND (VGT) | Vanguard | Passive | Technology | $2.8M | 3,125 | 34.50% |
Location
Shelburne, VT
Chittenden
Location
Shelburne, VT
Headquartered in Shelburne, VT, anchoring the Burlington-South Burlington-Barre, VT metro in the Northeast.
- Metro area
- Burlington-South Burlington-Barre, VT
- Region
- Northeast
- County
- Chittenden
- Address
- 4076 Shelburne Rd
- Time zone
- ET (UTC-5)
- Office locations
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