M. Kraus & Company

RIASEC Registered
Total AUM
$559M
Discretionary
$518M
93% of AUM
Avg account
$1.2M
Accounts
483
Employees
5
Advisory reps
5

Firm details

Headquarters
Shelburne, Vermont
CRD number
106749
Registered since
May 29, 1996
Website
mkrausco.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI92.68%
  • Individuals4.32%
  • Charitable Organizations2.97%
  • Corporations / Businesses0.04%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

M. Kraus & Company is an independent registered investment adviser organized as a corporation and owned by an individual. The firm has been registered with the SEC since 1996 and serves both individual and family clients as well as institutional investors. Its primary advisory activity is portfolio management for individuals and small businesses. Fee arrangements include a percentage of assets under management, hourly charges, and fixed fees. The firm reports no active ESG investing program and is not a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 72%, Cash & Cash Equivalents 9%, US Government Bonds 7%, Investment Grade Corp Bonds 7%, Public Funds/Mutual Funds 4%, State & Local Bonds 1%72%
  • Exchange Traded Equities72%
  • Cash & Cash Equivalents9%
  • US Government Bonds7%
  • Investment Grade Corp Bonds7%
  • Public Funds/Mutual Funds4%

Contacts

3 of 5
  • Travis Unger

    Travis Unger

    Assistant Portfolio ManagerCRD 7022145

  • Denise Dalton

    Denise Dalton

    Senior Vice PresidentCRD 4629516

  • Christopher Capano

    Christopher Capano

    Executive Vice PresidentCRD 2033819

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 12

Active vs passive

$9.7M in ETFs

Passive

100%

$9.7M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD S&P 500 ETF (VOO)VanguardPassiveLarge Blend$2.2M3,16722.87%
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Location

Primary office

Shelburne, VT

Chittenden

Location

Shelburne, VT

Headquartered in Shelburne, VT, anchoring the Burlington-South Burlington-Barre, VT metro in the Northeast.

Metro area
Burlington-South Burlington-Barre, VT
Region
Northeast
County
Chittenden
Address
4076 Shelburne Rd
Time zone
ET (UTC-5)
Office locations

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