Rock Point Advisors, LLC

RIASEC RegisteredEst. 2004
Total AUM
$656M
Discretionary
$656M
100% of AUM
Avg account
$1.3M
Accounts
493
Employees
9
Advisory reps
4

Firm details

Headquarters
Burlington, Vermont
CRD number
130825
Registered since
April 30, 2004
Website
www.rockpointadvisors.com
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI86.08%
  • Individuals6.55%
  • Corporations / Businesses5.86%
  • Charitable Organizations1.51%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Rock Point Advisors, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 2004. The firm serves a mix of individuals, families and institutional clients and charges fees based on a percentage of assets under management. Its advisory services emphasize financial planning and portfolio management for individuals, small businesses and institutional entities. Rock Point reports being an active ESG investor and shows an equity-first investment posture across its managed accounts.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Cash & Cash Equivalents 12%, State & Local Bonds 6%, Public Funds/Mutual Funds 6%, US Government Bonds 5%, Investment Grade Corp Bonds 1%70%
  • Exchange Traded Equities70%
  • Cash & Cash Equivalents12%
  • State & Local Bonds6%
  • Public Funds/Mutual Funds6%
  • US Government Bonds5%

Owners & executives

1 of 1
  • Todd Wulfson

    Todd Wulfson

    Vice President and Chief Compliance OfficerCRD 2837408

Contacts

3 of 3
  • Timothy Humphrey

    Timothy Humphrey

    Financial AdvisorCRD 5568212

  • Michael Huffman

    Michael Huffman

    PresidentCRD 1367117

  • Jackson Bargiello

    Jackson Bargiello

    Research AnalystCRD 8209393

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 43

Active vs passive

$24.4M in ETFs

Passive

97%

$23.7M

Active

3%

$709K

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD ESG US STOCK ETF (ESGV)VanguardPassiveLarge Blend$1.9M14,5007.84%
Unlock additional holdings →

Location

Primary office

Burlington, VT

Chittenden

Location

Burlington, VT

Headquartered in Burlington, VT, anchoring the Burlington-South Burlington-Barre, VT metro in the Northeast.

Metro area
Burlington-South Burlington-Barre, VT
Region
Northeast
County
Chittenden
Address
77 College St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth