ROCK POINT ADVISORS, LLC

RIASEC RegisteredEst. 2004

Total AUM

$656M

Discretionary

$656M

100% of AUM

Avg account

$1.3M

Accounts

493

Employees

Advisory reps

Firm details

Headquarters: BURLINGTON, Vermont
CRD number: 130825
Registered since: April 30, 2004
Website: www.rockpointadvisors.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM
Client types: HNWI86.08%
Individuals6.55%
Corporations / Businesses5.86%
Charitable Organizations1.51%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Rock Point Advisors, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 2004. The firm is owned by an individual and serves both high-net-worth individuals and families as well as institutional clients. Its advisory work centers on financial planning and portfolio management for individuals, small businesses, and institutions, and it charges clients on a percentage-of-assets-under-management basis. Investment practice tilts toward publicly traded equities and exchange-traded strategies, and the firm reports itself as an active ESG investor, indicating environmental, social, and governance considerations are part of its process. Rock Point is not positioned as a capital allocator or pension consultant and does not identify as a multi-state or related adviser in the available filing details.