Rock Point Advisors, LLC
Firm details
- Headquarters
- Burlington, Vermont
- CRD number
- 130825
- Registered since
- April 30, 2004
- Website
- www.rockpointadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI86.08%
- Individuals6.55%
- Corporations / Businesses5.86%
- Charitable Organizations1.51%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Rock Point Advisors, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC since 2004. The firm operates on a percentage-of-AUM fee model and serves both individual and family clients as well as institutional relationships. Its advisory services emphasize financial planning and discretionary portfolio management for individuals, small businesses, and institutions. The firm identifies itself as an active ESG investor and reports a preference for equity-oriented strategies. Ownership is listed as individual, and the firm does not position itself as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities70%
- Cash & Cash Equivalents12%
- State & Local Bonds6%
- Public Funds/Mutual Funds6%
- US Government Bonds5%
Owners & executives
1 of 1
Todd Wulfson
Vice President and Chief Compliance OfficerCRD 2837408
Contacts
3 of 3
Timothy Humphrey
Financial AdvisorCRD 5568212
Michael Huffman
PresidentCRD 1367117
Jackson Bargiello
Research AnalystCRD 8209393
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 41Active vs passive
$22.9M in ETFs
97%
$22.3M
3%
$595K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD ESG US STOCK ETF (ESGV) | Vanguard | Passive | Large Blend | $1.5M | 13,765 | 6.75% |
Location
Burlington, VT
Chittenden
Location
Burlington, VT
Headquartered in Burlington, VT, anchoring the Burlington-South Burlington-Barre, VT metro in the Northeast.
- Metro area
- Burlington-South Burlington-Barre, VT
- Region
- Northeast
- County
- Chittenden
- Address
- 77 College St
- Time zone
- ET (UTC-5)
- Office locations
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